• SVP Regulatory & Exam…

    Citigroup (New York, NY)
    …as a Regulatory and Exam Manager for Internal Audit's Regulatory Management team responsible for the promotion, support, monitoring and reporting on ... **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:**… more
    Citigroup (05/24/25)
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  • SVP , Risk Regulatory Engagement…

    Citigroup (Getzville, NY)
    …PowerPoint) + Experience in regulatory and Internal Audit interaction, exam management /coordination, and issue management /resolution **Job Family ... Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** Getzville New York… more
    Citigroup (05/23/25)
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  • SVP , Risk Regulatory Engagement…

    Citigroup (New York, NY)
    …Word, PowerPoint) + Experience in regulatory and Internal Audit interaction, exam management /coordination, and issue management / resolution **Job Family ... Group:** Compliance **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** New York New York United States… more
    Citigroup (03/26/25)
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  • SVP , Compliance Product Sr Officer I…

    Citigroup (New York, NY)
    …function/business/product, including cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance ... identification, tracking, and resolution of potential conflicts. + Lead the management of regulatory examinations, including pre-audit preparation, coordination… more
    Citigroup (05/13/25)
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  • SVP , Chief Risk Officer - Private Client

    Raymond James Financial, Inc. (New York, NY)
    …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... General Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary… more
    Raymond James Financial, Inc. (04/09/25)
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