• Executive Director, Swap Dealer Compliance Officer

    CIBC (New York, NY)
    …responsible for 1) advising CIBC's global Swaps OTC Derivatives businesses on CFTC, SEC , and NFA rule requirements, as well as CIBC's Global Markets employees on ... the technical aspects of rules for the SEC Security Based Swaps Dealer and the CFTC Swap...on developing and implementing solutions to address regulatory requirements; 3 ) identifying and addressing the regulatory aspects of new… more
    CIBC (08/28/25)
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  • Managing Director and Chief Compliance…

    Manulife (New York, NY)
    …two principal responsibilities. Responsible for the design and management of a SEC Rule 38a-1 compliance program for two registered investment companies, a business ... loans. Responsible for the design and management of a SEC 206(4)-7 compliance program for CQS (US), LLC ("CQS...in the US includes up to 11 paid holidays, 3 personal days, 150 hours of vacation, and 40… more
    Manulife (09/09/25)
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  • Paralegal

    Robert Half Legal (New York, NY)
    …Location: Onsite Hybrid - 3 Days in Office (New York, NY) Duration: 3 -4+ months Pay: $45+/hour Key Responsibilities: + SEC Filings: Prepare and file Forms ... 3 , 4, 5, Schedules 13D/G, Proxy Statements, and Form 8-Ks via the SEC website. Maintain filer codes and update officer/director information. + Billing & Payments:… more
    Robert Half Legal (08/13/25)
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  • Sr. VP, Account Manager, Depositary Receipt…

    Citigroup (New York, NY)
    …ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + Collaborate with internal ... actions (eg, dividends, rights offerings, stock splits), and disclosure requirements. ** 3 . Business Development & Growth** + Identify and pursue cross-selling… more
    Citigroup (08/16/25)
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  • Regulatory Reporting Sr. Analyst, AVP - Hybrid

    Citigroup (Getzville, NY)
    …Knowledge of at least one of the following regulatory reporting regimes: CFTC, and/or SEC Reporting. + 3 + years of financial services experience in regulatory ... best practices. + Managing and overseeing Business-As-Usual (BAU) processes for CFTC, SEC , and CAD Regulatory Reporting, with a strong emphasis on data quality… more
    Citigroup (08/26/25)
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  • Regulatory Reporting Senior Analyst Assistant Vice…

    Citigroup (Getzville, NY)
    …for executing daily controls to mitigate the inherent risk of non-compliance with the SEC 's Client Asset Protection rule (15c3- 3 ), a Tier 2 US regulation. This ... is deemed a Financial Responsibility rule by the SEC , requiring an annual attestation by CGMI's executives CEO,...also intensively involved in KPMG's annual 17a-5 audit of 15c3- 3 Possession or Control. **Responsibilities:** + Lead teammates and… more
    Citigroup (07/19/25)
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  • Corporate Paralegal

    Snap Inc. (New York, NY)
    …edge legal issues globally. You will assist in public reporting requirements, SEC filings, corporate governance, and entity management. What you'll do: + Maintain ... Snap's Quarterly and Annual reports, Form 8-Ks, registration statements (Form S- 3 , S-8), annual stockholder meeting, and listing requirements + Help establish… more
    Snap Inc. (06/26/25)
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  • Software Engineering Manager - Surface Coverage

    Meta (Albany, NY)
    **Summary:** At Cross-Meta Security (X- Sec ) our mission is to protect the company, our community, and its data while empowering safe innovation. Within X- Sec , ... have an impact at an organizational level 2. Participate in technical design and strategy 3 . Measure the impact of your team and set clear expectations and goals 4.… more
    Meta (08/15/25)
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  • Lead Corporate Counsel

    Meta (New York, NY)
    …Skills:** Lead Corporate Counsel Responsibilities: 1. Assist with preparation of SEC and other corporate regulatory filings, with emphasis on proxy statements ... and disclosure matters, with emphasis on governance and investor-facing disclosures 3 . Support shareholder engagement efforts, including with respect to Rule 14a-8… more
    Meta (07/16/25)
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  • Sr. Manager, Financial Reporting & Technical…

    Colgate-Palmolive (New York, NY)
    …financial statements are accurate, timely, and compliant with US GAAP and SEC regulations. You will lead complex accounting projects, drive process improvements, and ... CPA + 7+ years of progressive experience in accounting and financial reporting + 3 + years of experience with a Big-4 public accounting firm, with a strong… more
    Colgate-Palmolive (07/16/25)
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