• Audit Director- Sales and Trading

    SMBC (New York, NY)
    …of 10-15 years' experience in the relevant financial industry and audit experience covering sales and trading businesses with focus on electronic trading ... be able to lead or execute other capital market related audit coverage, including sales , trading capital market, and operations. The ideal candidate will be… more
    SMBC (05/28/25)
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  • Sales and Trading Audit Director

    SMBC (New York, NY)
    …to lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... + Good understand of capital markets products (interest rate swaps, fixed income securities ) + Good understanding of electronic trading + Experience related to… more
    SMBC (04/28/25)
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  • Director, Head of FX Local Market Americas…

    MUFG (New York, NY)
    …next medium term business plan. You will be working closely with MUFG's sales representatives to provide often bespoke trading solutions, to corporate, ... and enhance trading tools contributing to system platform upgrades. Produce own Trading research and work along with Sales team to leverage it. **Work… more
    MUFG (06/08/25)
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  • Markets - Sales and Trading , Summer…

    Citigroup (New York, NY)
    …program that gives you the opportunity to actively participate in the research, trading and marketing of securities to our institutional client base. In ... to bring your knowledge from the classroom to the trading floor, and Citi wants to help you get...gain varied and thorough knowledge in this diverse rotational program . Our Markets Analyst Program is unlike… more
    Citigroup (05/17/25)
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  • Associate, Markets Trading Desk Quant…

    MUFG (New York, NY)
    …team will provide more details. **Job Summary** The main objectives of this Markets Trading Desk Quant (Swaps and xVA) in the Global Markets Division of the Americas ... to work very closely with the swaps and xVA trading desk to support trading decisions, risk...and risk management enhancements by advising key stakeholders including sales , traders, risk managers, model validators, product control, legal,… more
    MUFG (06/08/25)
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  • VP, Global Markets Sales & Trading…

    MUFG (New York, NY)
    …**General Responsibilities** The Candidate will act as Global Markets Front Office Sales and Trading Project Manager responsible for specific deliverables within ... global/regional/Line of Business focused program initiatives. This role will...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
    MUFG (04/16/25)
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  • Risk Global Sales and Trading…

    MUFG (New York, NY)
    …provide more details. **Job Summary:** This role will be part of the MUFG Securities ICRO Team reporting directly to the ICRO. The role will have global ... performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance… more
    MUFG (06/08/25)
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  • Securities Loan Trader

    HSBC (New York, NY)
    …HSBC is looking for a candidate to join the America's Prime Finance Business as a Securities Lending Trader based in New York. As our Securities Loan Trader you ... Loan Trader for the America's Prime Finance business + Trading US equities, providing market colour for internal desks...equities, providing market colour for internal desks (especially Prime Sales ) and direct to clients on borrow rates and… more
    HSBC (06/04/25)
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  • Vice President, Regulatory Exam Management, TD…

    TD Bank (New York, NY)
    …businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading , and prepare business personnel for meetings ... JD desirable but not required. + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules and regulations, and the ability… more
    TD Bank (04/03/25)
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  • Director, US Markets Compliance Advisory, TD…

    TD Bank (New York, NY)
    …considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge Corporate Investment Banking and Capital ... Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity… more
    TD Bank (04/05/25)
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