• Senior Advisor , PCG…

    Raymond James Financial, Inc. (New York, NY)
    …specialized training and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage offices throughout the US Exams include ... branches. **Essential Duties and Responsibilities** + Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group… more
    Raymond James Financial, Inc. (07/18/25)
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