- Neuberger Berman (New York, NY)
- …delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales, ... and implement continuous improvements that enhance model delivery, manager-traded account oversight , and business scalability. Responsibilities + Champion data … more
- Neuberger Berman (New York, NY)
- The Associate/ Senior Associate role will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the ... as needed + Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk Committee + Collaborate closely with… more
- Ally (Albany, NY)
- … senior /Board level risk committee communication and reporting, policy compliance monitoring, Enterprise Risk strategic initiatives, and other governance efforts ... Ally's balance sheet * Lead and assist with projects typically aimed at improving oversight activities * Support the broader Market and Liquidity Risk team as needed… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... + Product leadership + Serve as the primary liaison between business stakeholders and engineering, translating complex requirements into clear, prioritized product… more
- SMBC (New York, NY)
- …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, ... range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time… more
- Neuberger Berman (New York, NY)
- …address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control ... 15+ years of experience in financial services, with significant experience in business controls, risk management, audit, or compliance within Wealth Management,… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 20 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... These include the US and Americas Finance Leadership Team, senior management in Global Finance, Enterprise Risk Management, Internal...existing controls + Work with Risk Owners and other Business and Function leads to understand the impact of… more
- SMBC (Albany, NY)
- …employees worldwide in nearly 40 countries and is committed to creating new business to better serve customers in the rapidly evolving digital environment. Join us ... at SMBC MANUBANK's is responsible for providing 2nd line oversight over financial risks including credit risk, market risk,...routines. + Support MANUBANK's culture of Risk Management and Compliance as well as the SMBC/MANUBANK Code of Conduct,… more
- Neuberger Berman (New York, NY)
- …of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... certificates, covenant reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending… more
- HSBC (New York, NY)
- …to the Bank, and articulate potential risks to stakeholders + Identify and report compliance breaches or gaps to senior management. Collaborate with senior ... Advisory Manager Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style:...subject matter expertise and advice to the lines of business and Global HSBC Affiliates on all aspects of… more
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