• Senior Fiduciary Business…

    City National Bank (New York, NY)
    * SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST *... Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Fiduciary ... practical impacts/implications to the business line. * Provide guidance on Control Standards to ensure compliance-related controls are documented in line… more
    City National Bank (09/24/25)
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  • Chief Fiduciary Officer WM

    City National Bank (New York, NY)
    …to fiduciary operations. * Risk management: Identify, measure, monitor, and control the risks inherent in the bank's fiduciary activities, including ... *CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The...Management Division to balance prudent risk management, regulatory oversight, business development, and client relationship management. The position requires… more
    City National Bank (10/04/25)
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  • Compliance Business Oversight Manager…

    TD Bank (New York, NY)
    …change. Supports business line regulatory change implementations including overseeing business changes to policies, procedures, systems, and/or controls via ... and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US...audience + Actively manages relationships within and across various business lines, corporate and/or control functions and… more
    TD Bank (09/30/25)
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  • Senior Compliance Business Oversight…

    TD Bank (New York, NY)
    …of, adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US Wealth businesses;** + ... and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
    TD Bank (09/05/25)
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  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... with business /group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advise business /group on implications of new… more
    BMO Financial Group (09/22/25)
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  • Investments and Insurance Risk Assessment…

    Citigroup (Queens, NY)
    …Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the Investments Leadership team ... compliance and reputational risks and the design of effective controls to support business growth and expansion...Ability to manage a global team, motivating and engaging senior control professionals. + Experience driving results… more
    Citigroup (09/17/25)
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  • Senior Service Officer or Lead Service…

    KeyBank (Amherst, NY)
    …may be filled at different salary grade levels depending on requirements.** ** Senior Service Officer Job Description:** **JOB BRIEF (PURPOSE)** Responsible for all ... Community Development Lending and Investment team, or other KeyBank lines of business as required by credit policy, including compliance with credit policy, internal… more
    KeyBank (09/24/25)
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  • Compliance Officer - Wealth Management and Trust…

    KeyBank (Amherst, NY)
    …tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Clearly document ... the execution of compliance monitoring and testing across Key's lines of business , products, and functional activities. Individuals in this role assist in the… more
    KeyBank (09/14/25)
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  • Sr. Compliance Manager - Wealth Management…

    KeyBank (Amherst, NY)
    …testing professionals in analyzing, quantifying, and/or assessing risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Assist ... monitoring and testing across Key's Wealth Management and Trust lines of business , products, and functional activities. Individuals lead the design and execution of… more
    KeyBank (09/14/25)
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  • Compliance Officer Senior -Commercial

    City National Bank (New York, NY)
    *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... advisory role supporting assigned business units including two registered investment managers. The role...with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk. Maintaining… more
    City National Bank (09/13/25)
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