- Truist (New York, NY)
- …assigned LOBs executive leaders in order to incorporate corporate directives into the financial plans. Work closely with LOB Senior Leadership to ensure their ... agreement with, and incorporate their directives into, the division's overall financial plan. 5. Works closely with LOB Senior Leadership to provide financial… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …President for University Relations and Public Affairs and Chief Communications and Marketing Officer (SVP) will serve as the senior leader for NYU's engagement ... Position Summary Senior Vice President, University Relations and Public Affairs...Relations and Public Affairs and Chief Communications and Marketing Officer New York University New York, NY New York… more
- TD Bank (New York, NY)
- …to help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance... (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology , First-Line Risk and Control, and Front Office … more
- NBT Bank (Plattsburgh, NY)
- Pay Range: $94,511.00 - $126,007.00 The Senior Treasury Management Sales Officer manages a regional business customer portfolio and is responsible for customized ... and treasury management solutions provided to major and complex business customers. The Senior TMSO is responsible for leading growth in fee income and deposits.… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... with business areas, in addition to other support functions (Finance, Technology ). * Monitor legislative/regulatory/enforcement activity and trends for impacts to… more
- Citigroup (Getzville, NY)
- …the firm's progress toward the Data Transformation target state. **The Data Risk Officer - Structural Elements Oversight, Senior Vice President** role will serve ... the primary interface to key stakeholders such as regulators, senior management, and the Board, as it relates to...+ **Experience:** 7-10 years of direct experience in a non- financial risk (data, technology , and/or reporting risk),… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer within the Compliance, Conduct, and Operational Organization (CCOR), you ... and topics, including Front Line Business Units, Risk, Compliance, Finance, Technology , Control Management, Legal, and Internal Audit, through the entire lifecycle… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients… more
- Citigroup (Getzville, NY)
- …standards **Qualifications:** + **Experience:** 7-10 years of direct experience in a non- financial risk (data, technology , or reporting risk) or relevant 1LOD ... ORM function oversees the design and implementation of the non- financial risk management framework. Key objectives of the data...toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a subject matter expert… more
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