- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both ... lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed… more
- KeyBank (Amherst, NY)
- …may be filled at different salary grade levels depending on requirements.** ** Senior Service Officer Job Description:** **JOB BRIEF (PURPOSE)** Responsible for ... real estate seminars on targeted lending and equity programs ** LEAD SERVICE OFFICER :** **JOB BRIEF (PURPOSE)** Responsible...on job-related factors such as level of experience. The Senior Service Officer position is eligible to… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- L3Harris (Rochester, NY)
- …in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...reduce risk to the company. + Leadership and Culture: Lead by example, fostering a culture of integrity, accountability,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice,...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
- City of New York (New York, NY)
- …development of materials that further DCWP's policy agenda. The Senior Program Officer for Special Projects will lead the agency's student loan initiatives ... predatory practices and strives to create a culture of compliance . DCWP empowers consumers and working families by providing...Adams Administration's 2025 State of the City Address. The Senior Program Officer for Special Projects will… more