- TD Bank (Cornwall, NY)
- …details for this role. **Line of Business:** Compliance **Job Description:** The ** Senior Manager Testing and Coordination (Audit and External Exam ... for the timely execution of the Compliance testing plan + Typically deals with senior /executive...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... + Assist with developing and executing the annual Compliance Testing plan + Determine scope of...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +… more
- HSBC (Buffalo, NY)
- …people, our investors, our communities and the planet we all share. The purpose of the Control Testing Senior Manager is to lead a team of control testers to ... Knowledge of CIB processes is diserable As our Control Testing Senior Manager , Corporate and... deliverables through effective coaching and overseeing the control testing team and ensuring compliance with the… more
- TD Bank (New York, NY)
- …monitoring and testing in the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a team of ... Compliance programs related to all aspects of Compliance laws + Works with executive team, senior...identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter… more
- TD Bank (New York, NY)
- …(WLA) who support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, support and ... in the US Compliance Operating Framework (COF) including:** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk… more
- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads ... Compliance programs related to all aspects of Compliance laws + Works with executive team, senior...identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter… more
- M&T Bank (Buffalo, NY)
- … compliance . + Spearhead collaboration among cross-functional teams and senior or executive leadership to align technology practices with overarching business ... as assigned. **Scope of Responsibilities:** + This role primarily interacts with senior people leaders within the Technology and Cybersecurity teams, senior … more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more