- TD Bank (New York, NY)
- …guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance ... risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business… more
- US Bank (New York, NY)
- …cash and check services , and call center activities. The Corporate Audit Services Senior Audit Project Manager is primarily responsible for supervising ... from managers, however there are no direct reports. The Senior Audit Project Manager is a subject..., and regulatory trends impacting wealth management, investment advisory services , and knowledge of trust and fiduciary … more
- Wells Fargo (New York, NY)
- …and families. WIM is also a leading provider of trust, investment, and fiduciary services , including personal trust services . **Banking, Lending & ... the United States' leading providers of financial and investment services . Through WIM's businesses, we deliver a full range...this role:** Wells Fargo is seeking a **Wealth Banking Senior Manager ** to support the Northeast region.… more
- Oracle (Albany, NY)
- …a member of this team, you will play a critical role in upholding Oracle's fiduciary standards by ensuring that revenue is recognized in full compliance with US GAAP ... issues. + Demonstrated revenue recognition management experience within a cloud services provider or organization + Strong technical accounting acumen with ability… more
- TD Bank (New York, NY)
- …is a fully integrated wealth management business that provides products and services (designed for High-Net-Worth, Institutional and Mass Affluent clients of TD ... Bank NA, TD Private Client Wealth LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship… more
- Trinity Health (Syracuse, NY)
- … (FANS) Department in a community hospital or single site setting. The Manager of Food & Nutrition Services is responsible for successfully coordinating ... cultivating service /product quality and customer satisfaction. Ensures the Regional Manager , THS and RHM stakeholders are kept abreast of issues or problems… more
- M&T Bank (New York, NY)
- …strategies to grow client base .Promote and sell the full array of financial services distributed by the Company to current and new clients. + Coordinates team ... + Complete other related duties as assigned. **Scope of Responsibilities:** As the manager for a book of client relationships, the Wealth Advisor is responsible and… more
- M&T Bank (Buffalo, NY)
- … Manager -MDP. **Department Description:** Provides relationship management and fiduciary advisory services to corporate retirement accounts, concentrating ... participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two… more
- TIAA (New York, NY)
- …and business processes are efficient, scalable, and aligned with regulatory and fiduciary obligations in PAM and IMG, while delivering value through operational ... audit / oversight needs + Respond to requests and service BAU needs of LRC, auditors, and oversight bodies...within a wealth, trust and/or brokerage business as a senior risk leader or an external consultant. Compliance experience… more
- MTA (New York, NY)
- …MTA strives to provide a safe and reliable commute, excellent customer service , and rewarding opportunities. Position Objective: Reporting to the Agency President ... on (The Agency's) compliance statistics as it relates to equal opportunity. Daily fiduciary duties of the ACEOO include the administration of (The Agency's) EEO… more