- KeyBank (Amherst, NY)
- …members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as well as ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's Wealth ...to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit… more
- KeyBank (New York, NY)
- …fiduciary issues. + Work closely with Regional Trust Director and applicable Family Wealth team members on pricing, client service, compliance , and litigation ... Plymouth Road - Plymouth Meeting, Pennsylvania 19462 Job Description The Sr . Fiduciary Advisor is primarily responsible for fulfilling the fiduciary responsibilities… more
- City National Bank (New York, NY)
- …affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with ... new/revised product and service offerings and work closely with senior leaders of business units to plan a response....as a broker/dealer and/or registered investment adviser. * For Wealth Management Compliance roles, experience working within… more
- TD Bank (New York, NY)
- …customer acquisition and account management of wealth and TD Premier clients. The Senior Group Manager , Wealth & Premier Marketing Planning leads a high ... this role. **Line of Business:** Marketing **Job Description:** The Wealth & TD Premier product marketing team develops, implements...all or select levels of the marketing funnel. This Senior Group Manager role will work with… more
- S&P Global (New York, NY)
- …use):** 10 **The** **Role:** Tax Solutions Client Success/Client Engagement Sr . Specialist **The Team:** S&P's Market Intelligence group offers best-in-class ... assistance to the financial services industry with meeting their compliance obligations. Our risk and regulatory compliance ...Serve as the primary and secondary relationship and support manager for assigned Tier 1/high value clients and handle… more
- TD Bank (New York, NY)
- …for the risk and quality management of TD's transactional platform(s) and solutions. The Senior Product Manager , US Wealth oversees the end-to-end management ... specific details for this role. **Line of Business:** TD Wealth **Job Description:** Primary areas of focus include support...Fixed Income, Structured Products, ETF, Equity, and Options. The Senior Product Manager will oversee and be… more
- Citigroup (Queens, NY)
- …Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive ... advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to ...of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such… more
- Citigroup (New York, NY)
- …service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and ... of all CPB products, services, and processes. + Deliver wealth management services to CPB Latam clients with guidance...investment products. Ensure transactions are completed within audit and compliance standards as well as timely execution. + Be… more
- KeyBank (Rochester, NY)
- …+ Maintains deep expertise in fiduciary, investment, tax, and other related wealth issues and employs sound fiduciary judgement + Proactively analyzes and interprets ... of decision making + Interprets investment decisions made by portfolio manager + Displays above-average understanding of income taxation of grantor, simple,… more
- Neuberger Berman (New York, NY)
- The Senior Associate - Private Wealth Platforms & Experience role will play a pivotal part in enhancing the digital client experience for Neuberger Berman's ... Private Wealth clients. This role focuses on identifying and implementing...+ Collaborate with internal teams, including Marketing, Legal & Compliance , Operations, and Technology, to define, draft, and distribute… more