- JPMorgan Chase (New York, NY)
- …serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple internal ... to develop and execute key initiatives, focusing on operational risk excellence and control mitigation to manage continuous changes in the regulatory landscape. As a… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Driving projects improving and maintaining tools supporting the electronic trading control framework + Assist in the… more
- SMBC (New York, NY)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... regarding trade reconciliation issues. Review transaction cost analysis to ensure quality control , proof for errors and help identify data trends for next level… more
- JPMorgan Chase (New York, NY)
- …drive product evolution and client product usage. + Maintain a working knowledge of equities trading , market structure, and the equities market regulatory ... team, which is the client-facing organization for all automated trading capabilities in Cash Equities . This team...clients through execution consultation, systematic market access and the US market landscape. In joining the team, you will… more
- Citigroup (New York, NY)
- …Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - ... as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...their current activities. + Maintain and Oversee the Firm's Equity Trading activities + Assist the business… more
- Citigroup (New York, NY)
- …products + Proven client relationships and institutional client-specific knowledge + Knowledge of equity trading , trading strategies, the market place and ... position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- City National Bank (New York, NY)
- …and roll out trading system enhancements. * Document and maintain risk, control and trading desk procedures in alignment with firm and regulatory standards. ... role requires the candidate to lead a team of trading analysts and be a point of escalation for...issues. WHAT WILL YOU DO? * Execute and delegate equity and fixed income trades to custodians and external… more
- Citigroup (New York, NY)
- … control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge ... Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...depth technical leadership and expertise in the oversight of non- trading market risk across US ALM +… more