- HSBC (Buffalo, NY)
- US Technology Regulatory and Controls Manager Brand:...trigger events related to US technology controls and advise US control owners ... Controls Manager role will be part of the US Technology Regulatory and ...technology to identify risks and improvements to the control environment + Maintain and continuously improve governance and… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $185,000 USD TD is ... career, to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is...Risk and Model Development (PnL, Risk, VaR), Market Risk Control , Operations/Data Services, Finance, Front Office, Technology … more
- SMBC (New York, NY)
- …Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit, and Technology . The Regulatory Governance team collaborates with internal support functions ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand with business/function partners to… more
- Coinbase (Albany, NY)
- …duties):* * Lead IT process and gap assessments against industry standards and technology regulatory requirements to evaluate control design and operating ... technology controls inventory to mitigate technology risks and meet regulatory requirements, ...requirements and ensure control ownership * Developing technology requirements for new products, updating existing controls… more
- Oracle (Albany, NY)
- …preparing for audits or building evidence packages for regulatory review. Join us to ensure our healthcare technology meets the highest standards of ... program management experience, ideally within regulated environments or healthcare technology . Demonstrated ability to translate regulatory and...or by calling +1 888 404 2494 in the United States . Oracle is an Equal Employment… more
- Mizuho Corporate Bank (New York, NY)
- …case management, and reporting. Identify and implement process improvements and data controls to meet regulatory standards. + Project Support: Collaborate with ... compliance systems, including transaction monitoring, case management, and surveillance. + Regulatory Compliance: Ensure that all compliance technology solutions… more
- TD Bank (New York, NY)
- …domains, including policies and standards, risk and control assessments, access controls , regulatory compliance, technology resiliency, risk and ... **Work Location:** New York, New York, United States of America **Hours:** 40...for the integrity of the enterprise's adherence to the technology risk management framework challenging control partners… more
- M&T Bank (Buffalo, NY)
- …auditors** , sharing knowledge on data governance, analytics, and finance technology controls . Other Responsibilities + Adhere to applicable ... skills, and experience will inform their specific compensation. **Location** Buffalo, New York, United States of America M&T Bank Corporation is an Equal… more
- City National Bank (New York, NY)
- …with business areas, in addition to other support functions (Finance, Technology ). * Monitor legislative/ regulatory /enforcement activity and trends for impacts ... area compliance with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory … more
- M&T Bank (Buffalo, NY)
- …skills, and experience will inform their specific compensation. **Location** Buffalo, New York, United States of America M&T Bank Corporation is an Equal ... and documentation is followed to ensure adherence to Corporate Technology standards and regulatory requirements. + Ensure...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance… more