- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team ... with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who… more
- TD Bank (New York, NY)
- …Description:** The TD Securities US Compliance team is looking for Vice President to join the Trade Surveillance team focused on Communications. The ... VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,...of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and… more
- TD Bank (New York, NY)
- …The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed ... Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of...in the discussion + Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments ... This position will focus on the trade surveillance portfolio and related initiatives. The VP ... surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of… more
- TD Bank (New York, NY)
- …detection models to ensure precision and reliability using platforms such as Nasdaq Trade Surveillance and Trading Hub, among others. + Create and maintain ... validation and monitoring as needed. + Develop and implement trade surveillance logic to detect market manipulation...Commodities, Fixed Income, and FX. **General Job Description** The VP Compliance TDS oversees/leads a team(s) of… more
- TD Bank (New York, NY)
- …other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... more specific details for this role. **Job Description:** This VP , Compliance is a key member of...market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. +… more
- JPMorgan Chase (New York, NY)
- … compliance advice and guidance on regulatory topics + Review and disposition trade alerts escalated from Trade Surveillance and reporting/escalation to ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Citigroup (New York, NY)
- …Non-Financial Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Spread Products business, but there ... enable growth and economic progress. **Team/Role Overview** This SP Trade Monitoring role sits in the First Line of...+ 5-10 years' experience in credit related middle office, surveillance , risk management and/or regulatory compliance in… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding… more
- Pixalate, Inc. (New York, NY)
- VP of Demand Generation & Event Marketing (Ad-Tech Experience Required) Location: NYC Metropolitan Area, Hybrid Pixalate offers the market-leading fraud protection, ... privacy, and compliance analytics platform for Connected TV (CTV), Mobile Apps,...been used to unearth multiple high-profile criminal and illegal surveillance cases, including: + Gizmodo: An iCloud Feature Is… more