- TD Bank (New York, NY)
- …Description:** The TD Securities US Compliance team is looking for Vice President to join the trade surveillance team focused on Communications. The ... VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,...of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and… more
- TD Bank (New York, NY)
- …**Job Description:** The TDS US Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years of ... Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President , Compliance Transformation Project Manager manages ... regulatory environment, and maintaining effective communications and reporting. The successful Vice President , Compliance Transformation Project Manager has… more
- BMO Financial Group (New York, NY)
- …Trading and Sales personnel), colleagues within CMS, and Compliance , the VP will be responsible to review assigned surveillance reports, validate activity ... Supervision) protocol for monitoring controls around them. The VP is also accountable for helping to promote an...trade exception reports and trading activity to ensure compliance with appropriate rules and regulations. + Review electronic… more
- MUFG (New York, NY)
- …for data & reporting needs for Party & Master data, AML, KYC, Sanctions, Trade Surveillance processes + Gather and write Data Product requirements through ... to manage the data product portfolio for Customer & Compliance domains. As a Lead Data Analyst, you will...understanding of banking products and data that feed into Compliance & Financial Crimes platforms supporting Customer & Master… more
- Pixalate, Inc. (NY)
- VP of Demand Generation & Event Marketing (ad-tech) We're seeking a strategic and results-driven VP of Demand Generation & Event Marketing to accelerate our ... + Oversee the planning and execution of high-impact industry events, from trade shows to intimate executive roundtables + Translate complex ad fraud prevention… more
- Bank of America (New York, NY)
- …Controls, at VP the level, to work alongside a global team of trade surveillance specialists, focused on the Equity and Equity Derivatives Trading line of ... relating to non-financial risk, including but not limited to compliance with regulatory rules and guidance as well as...position will require a good and demonstrable experience in trade surveillance alert investigation and dispositioning and… more