- Raymond James Financial, Inc. (NY)
- …obtained through education and experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations ... as a subject matter expert on matters pertaining to regulatory reporting and broker dealer operations by...and management. + Responds to and oversees responses to regulatory inquiries. + Manages compliance exams of… more
- HSBC (New York, NY)
- …which include but are not limited to: As our Vice President Compliance Risk Steward Regulatory Reporting you will: + Foster a positive culture ... Serve as regulatory coordinators and providing regulatory compliance support on Regulatory Reporting activities and projects - including but not… more
- TD Bank (New York, NY)
- … regulatory requirements **Job Requirements** + 7-8 years of Global Markets, Risk/ Compliance Operations, and/or regulatory reporting experience + Subject ... of innovation, excellence, and commitment to customer service. **Department Overview** The Regulatory Reporting Group (RRG) has operational oversight to ensure … more
- JPMorgan Chase (Brooklyn, NY)
- …Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. As a Vice President on the Regulatory Reporting Policy team, you ... The Regulatory Reporting Policy team sits within...investments, debt securities, derivatives, securities financing transactions) required + Vice President level or equivalent experience +… more
- SUNY Schenectady County Community College (Schenectady, NY)
- …Job Description: SUNY Schenectady County Community College is seeking a full-time Associate Vice President of Campus Safety/Peace Officer (Armed) for the Office ... Safety . Under the general direction of the Executive Vice President for Administration & Finance, the...communication strategies. + Responsible for all safety and security compliance reporting (eg, the Clery Disclosure Report)… more
- Project Renewal, Inc. (New York, NY)
- Vice President , Compliance Executive- Varick Street Headquarters, 200 Varick St, New York, New York, United States of America Req #1327 Thursday, December ... 26, 2024 Title: Vice President , Compliance Location:New York...leadership to mitigate risk, promote ethical practices, and maintain regulatory compliance in healthcare delivery and related… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Assistant Vice President , Project Delivery, Life Sciences Occupational Category Other Professional Careers ... Please contact Human Resources if you require an accommodation.BASIC FUNCTION:The Assistant Vice President , Project Delivery will be working closely with the… more
- Win (Women In Need) (New York, NY)
- …of Temporary Disability Assistance (OTDA). + Consult with the Vice President of Transitional Housing regarding contractual and regulatory issues. + Represent ... Win Assistant Vice President , Transitional Housing Title of...effective leadership and management to Win shelters to ensure compliance with all legal, regulatory and contractual… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit...* Data and Trend Analysis * Issue Management * Regulatory Compliance * Active Listening Minimum Education ... evaluation of Problem Assets, some limit approval authority and reporting of capital markets credit risk. The Credit Officer...the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit… more
- FLACRA (Newark, NY)
- …theNYS Justice Centerand other regulatory entities + Oversee theincident reporting and investigation processfor Quality Assurance, Corporate Compliance , and ... Vice President of Quality Assurance Newark,...programs. This senior leadership role is responsible for ensuring regulatory compliance , driving performance excellence, managing audit… more
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