• VP , Volcker Program…

    TD Bank (New York, NY)
    …requests, and expectations. **JOB DESCRIPTION** The Vice President supports Volcker Program Governance across TD Securities (Globally) ensuring a ... and 2nd line partners as well as other key stakeholders to ensure Volcker Program governance delivery requirements are understood and met. + Contribute to… more
    TD Bank (08/21/25)
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  • Internal Audit, Vice President…

    MUFG (New York, NY)
    …activities designed to evaluate and assess the effectiveness of the Bank's governance , risk management and control processes. This role includes, but is not ... **Management or Supervision:** May supervise staff during an audit engagement at the VP Level and below. **Major Responsibilities:** + Act as a leader, developing… more
    MUFG (07/31/25)
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  • Short Term Assignment - VP , Regulatory…

    TD Bank (New York, NY)
    …supervisory meetings. + Execute internal control procedures in accordance with the Volcker Enhanced Compliance Program and provide guidance on Trading Desk ... across various asset classes, while mainly focusing on Equities and Options. The VP Trading Business Management TDS is responsible to provide the leadership team… more
    TD Bank (08/09/25)
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  • VP , Hybrid Business Manager & Front Office…

    MUFG (New York, NY)
    …front-to-back infrastructure and system enhancements for trading desks. * Drive governance and ensure adherence to internal controls, audit, and regulatory ... or trading environment. * Familiarity with regulatory frameworks (eg, Basel III, FRTB, Volcker Rule). * Knowledge of front-office risk systems and tools (eg, Murex,… more
    MUFG (07/25/25)
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