- HSBC (New York, NY)
- Senior Vice President Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 14 Dec 2025 In ... Officer will be responsible for supporting Second Line of Defense Risk Stewardship, including advising on compliance matters, monitoring activities, providing… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** SMBC seeks a Vice President ( VP ) for the 'Product and Data Management Team ... - Market Risk ' in Risk Management Department Americas Division (RMDAD). The VP understands Market Risk management fundamentals, financial products, and… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Documentation and Operations Vice President is part of the Administration group within Sumitomo ... first security interest requirements and ability to properly assess and mitigate risk through Lien Searches; possess ability to review results, identifying any… more
- SMBC (New York, NY)
- …on evaluating finance operations such as trading and investment, credit, market risk and deal underwriting. Determine appropriate models to apply for the supported ... on evaluating finance operations such as trading and investment, credit, market risk and deal underwriting. Determine appropriate models to apply for the supported… more
- SMBC (New York, NY)
- …regulatory interactions and exam management for US regulators. Role Description The VP , Regulatory Officer works with the Regulatory Relations Advisory team to ... advisor to SMBC business and functional departments for financial and risk management topics in connection with regulatory engagements including regulatory… more
- SMBC (New York, NY)
- …Description** SMBC is seeking an experienced professional to join the Credit Portfolio Risk team. This role will support the firm's credit stress testing development ... and climate risk stress testing development, including ongoing BAU stress testing,...testing development, including ongoing BAU stress testing, and internal risk appetite processes. The role requires deep expertise in… more
- SMBC (New York, NY)
- …credit applications; renew existing credit facilities including credit monitoring; perform risk assessments and conduct investigations as part of a thorough analysis ... in new business initiatives such as providing structuring advice from credit risk management perspective. **Qualifications and Skills** + Minimum 5 years of working… more
- Charles Schwab (Garden City, NY)
- …Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning Ability to adapt and implement change ... as the market and business conditions evolve Passion for community engagement to share and engage clients in discussion about market conditions, sound investing principles, and the ideal wealth and long-term investment strategies for their personal situation… more
- Tradeweb (New York, NY)
- …trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP , Technology, Internal Audit to take on a key ... corporate teams to manage the end-to-end audit life-cycle including conducting risk assessments, engagement planning, audit execution and reporting; assisting the… more
- Banc of California (New York, NY)
- …variety of employee resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP Fund Finance, Client Manager will be a key member of our fast-growing ... collaborate effectively and concurrently with key constituents including legal counsel, credit/ risk management teams, and operational teams. + Provide a high quality… more
