- TD Bank (New York, NY)
- …Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized… more
- TD Bank (New York, NY)
- …on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance… more
- TD Bank (New York, NY)
- …The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, ... Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of...in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current… more
- City National Bank (New York, NY)
- …long-term goals. *WHAT IS THE OPPORTUNITY?* The VP - Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight ... INVESTMENT ANALYTICS & TRADE MONITORING MANAGER *ABOUT US* City...individual investment guideline requirements. *WHAT WILL YOU DO?* * Trade Oversight Program: Develop Compliance Trade… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...investment banking space, preferably in an advisory capacity. The Vice President will assist in the management… more
- HSBC (New York, NY)
- …balance growth and increased profitability from the program deployed. As our **Assistant Vice President , Supplier Engagement Manager ** , you will: + ... our communities and the planet we all share. Structured Trade is a strategic focus for Global Trade...computer and IT skills, including all Microsoft packages In compliance with applicable laws, HSBC is committed to employing… more
- JPMorgan Chase (New York, NY)
- Global Custody Product Management is seeking a Vice President -level US Custody Product Manager to oversee all aspects of custody services in the US market. ... local regulators, and act as the lead advocate with market infrastructure and trade representative groups. + Contribute to the service documentation related to the… more
- JPMorgan Chase (New York, NY)
- …mitigation to manage continuous changes in the regulatory landscape. As a Business Control Manager Vice President within the Commercial & Investment Bank, ... background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in a relevant business-related… more
- BMO Financial Group (New York, NY)
- …advisory services to clients around the world. #bmocapitalmarkets We are hiring for a Vice President or Director to join the Interest Rate Derivatives Trading ... transactions and related risk (credit, market, operational, legal / compliance , etc.). + Helps colleagues with the presentation of...Expert. The salary will be USD $250,000.00 for the Vice President level or $275,000 for the… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This VP Compliance role will be a key member of the TDS US ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
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