• Vice President , 1940…

    BlackRock (New York, NY)
    …are seeking a highly motivated professional to serve as a member of BlackRock's 1940 Act Registered Fund Compliance team, focusing on multiple product lines ... regulatory requirements and applicable BlackRock policies and procedures relating to 1940 Act products. The individual will provide compliance support to key… more
    BlackRock (09/04/25)
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  • Credit Officer - Financial Institutions…

    SMBC (New York, NY)
    …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Vice President in the Credit Department with solid foundation in accounting ... risk in various transactions with financial institutions in the Americas. The Vice President 's main responsibility entails the review of credit applications… more
    SMBC (07/24/25)
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  • Vice President , Retail Alternative…

    BlackRock (New York, NY)
    …We are seeking an attorney to join BlackRock's US Legal team, focusing on 1940 Act -regulated funds engaged in alternative strategies-such as private credit and ... services firm is a plus. Strong familiarity with the Investment Company Act of 1940 and registered funds generally is highly recommended. + Exposure to work… more
    BlackRock (08/22/25)
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  • Vice President , Advisory…

    Raymond James Financial, Inc. (New York, NY)
    …of** + Advanced investment concepts and securities industry procedures. + Investment Company Act of 1940 and SEC regulatory environment. + Financial advisor ... business models and supervisory needs. **Skill in** + Strategic and analytical thinking to align regulatory, firm, advisor, and client needs. + Establishing KPIs and linking them to business outcomes. + Building and maintaining collaborative relationships… more
    Raymond James Financial, Inc. (08/15/25)
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  • US Advisor Attorney- Vice President…

    JPMorgan Chase (New York, NY)
    …a law firm or investment management firm. + Expertise in the Investment Company Act of 1940 . + Strong leadership, analytical, and problem-solving skills. + ... Proven ability to manage multiple complex projects simultaneously. + Excellent business judgment and strategic thinking. + Effective communication skills at all business levels. + Ability to work collaboratively across departments. + JD or educational… more
    JPMorgan Chase (07/06/25)
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