- Raymond James Financial, Inc. (New York, NY)
- …and performance. + Working knowledge of how technology can support the investment advisory supervision function. **Ability to** * Develop and execute strategic ... + Develop and implement a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across… more
- Citigroup (Getzville, NY)
- **Overview:** Markets Price Risk Data Execution team is looking for a Data Control Vice President , leading the implementation of 1st Line of Defense (1LOD) data ... in driving standardized and consistent mechanisms to evidence controls and supervision , and ensure alignment with longer term infrastructure initiatives + Understand… more
- FLACRA (Geneva, NY)
- …Job Details CCBHC PROJECT DIRECTOR JOB DESCRIPTION Supervisor: Executive Vice President of CCBHC Services Minimum Qualifications : ... process and workflow remain in place. * Hold meetings and collaborate with Advisory Council to identify and address emerging issues in the communities served *… more
- Mizuho Corporate Bank (New York, NY)
- …ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ("AVP") to primarily support and coordinate supervisory ... + Ability to execute some BAU programs and operations with minimal supervision . + Ability to engage with internal stakeholders and develop strong internal… more
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