- Citigroup (New York, NY)
- …an exam cycle from planning and preparation to project management of a regulatory exam . The analyst will also conduct additional duties as assigned and ... Services and Public Affairs (ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory support for the… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Vice President in the Commercial and Investment Banking team within the Commercial ... other exam partners in preparation for, and engagement in, regulatory engagements. + Lead regulatory examinations through the exam lifecycle, as well as… more
- Citigroup (Getzville, NY)
- …implementing best practices. **About the role** The Internal Reporting and Communications Senior Vice President for Finance Regulatory Engagement is a ... retention strategy and related risk and controls activities. + Support Regulatory Exam Management and Regulatory engagement teams, performing other duties… more
- Mastercard (Harrison, NY)
- …and external constituents have robust programs in place to meet Mastercard and/or regulatory requirements. The Vice President , Global Compliance Governance ... businesses and governments realize their greatest potential._ **Title and Summary** Vice President , Global Compliance Governance and Strategy Overview: At… more
- Wells Fargo (New York, NY)
- …Industrials Investment Banking team at Wells Fargo is seeking a talented and experienced Vice President Investment Banker to play a pivotal role in the growth ... Products vertical. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- American Express (New York, NY)
- …is core to driving future success of American Express. **About the Role** The Vice President , Consumer Deposit Product Oversight and Governance, will lead a team ... as lead in engagements with Compliance and Audit assessments as well as Regulatory Exams across Consumer Deposit Products + Partner closely with Control Management,… more
- Wells Fargo (New York, NY)
- The Structured Products Group within Wells Fargo Corporate Investment Bank is looking for a Vice President to join in New York or Charlotte. The candidate will ... FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is… more
- Citigroup (New York, NY)
- …(CID) in Enterprise Services and Public Affairs (ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory ... and + Leveraging technology to most effectively and efficiently manage Citi's regulatory reporting and exam management responsibilities and controls obligations.… more
- Citigroup (New York, NY)
- …(CID) in Enterprise Services and Public Affairs (ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory ... and + Leveraging technology to most effectively and efficiently manage Citi's regulatory reporting and exam management responsibilities and controls obligations.… more