• Manager, Compliance - Trade…

    TD Bank (New York, NY)
    …is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging… more
    TD Bank (10/09/25)
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  • Compliance - Data Scientist - Vice…

    JPMorgan Chase (New York, NY)
    …the status quo and striving to be best-in-class. As a Data Scientist Vice President within the Compliance, Conduct Operational Risk (CCOR) Data Analytics ... especially in Operational Risk Management, Anti-Money Laundering & Know Your Customer, Trade Surveillance model development JPMorganChase, one of the oldest… more
    JPMorgan Chase (10/04/25)
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  • Vice President , Compliance…

    TD Bank (New York, NY)
    …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
    TD Bank (10/12/25)
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  • Vice President , Compliance…

    TD Bank (New York, NY)
    …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
    TD Bank (09/21/25)
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  • CCOR Compliance Risk Management Lead - Vice…

    JPMorgan Chase (New York, NY)
    …provide compliance advice and guidance on regulatory topics + Review and disposition trade alerts escalated from Trade Surveillance and reporting/escalation ... to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the expert networks process, including chaperoning calls + Develop and provide instructor-led compliance training + Make… more
    JPMorgan Chase (10/05/25)
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