- Truist (Charlotte, NC)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Wells Fargo (Wilmington, NC)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Wilmington, NC)
- …work experience, training, military experience, education **Desired Qualifications:** + Brokerage client support experience or financial services industry ... Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent...Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills + Client service focus with the ability to… more
- TD Bank (Charlotte, NC)
- …and Capital Markets. The role includes leading as President of TD Private Client Wealth, LLC. TD Bank's Registered Investment Advisor and Broker Dealer. ... Products and services(eg security based lending, deposit solutions, sweep as a service ) ensuring alignment with advisor and client needs and competitiveness… more
- Wells Fargo (Charlotte, NC)
- …and provide project management support + Identify issues and provide resolution within Wealth Brokerage Service or Private Client Groups + Assist with ... of branches and their responsibilities for remote compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) producing Branch… more
- Bank of America (Charlotte, NC)
- …self-directed investors with financial assistance by identifying broader product and service solutions that meet their investment and saving needs. Key ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management, research,… more
- Wells Fargo (Raleigh, NC)
- …branch exams and regulatory requirements from an operational support perspective + Strong client service skills + Strong attention to detail and accuracy skills ... Serve as the initial point of contact for operational, service and technology inquiries from Financial Advisors, the branches,...as a liaison between Market Leaders, Branch/Area Managers, the Brokerage Support team, and Client Associates in… more