- TIAA (Charlotte, NC)
- The Brokerage Trading Analyst supports trade orders in the market and evaluates market volatility in order to assist clients. This job also evaluates ... a relationship with the client to ensure the clients trading is aligned with their investment objectives. **Key Responsibilities...**Career Level** 6IC **Required Qualifications** + 2 years of Brokerage experience + Active FINRA Series 7 & 63… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …Large Options Position Report (LOPR), etc.) + Collaborates with other business units ( Brokerage Operations, Trading , Compliance, IT, and Legal) + Assists and ... locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key...+ Regulatory terminology, concepts, and guidance + Back Office brokerage operations processes and procedures + Trading … more
- Motion Recruitment Partners (Charlotte, NC)
- …years of derivative product and market experience in equity and prime brokerage . + Excellent verbal, written, and interpersonal communication skills. + Experience ... with large scale software implementation in python. + Experience with Sales and Trading partners as a model developer. + Master's or higher degree or equivalent in… more