- Raymond James Financial, Inc. (Raleigh, NC)
- …Large Options Position Report (LOPR), etc.) + Collaborates with other business units ( Brokerage Operations, Trading , Compliance, IT, and Legal) + Assists and ... locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key...+ Regulatory terminology, concepts, and guidance + Back Office brokerage operations processes and procedures + Trading … more