• CAT / Cais Reporting…

    Raymond James Financial, Inc. (Raleigh, NC)
    …**_A fully remote option may be considered for candidates with demonstrated expertise in CAT and CAIS reporting ._** Typically, this position follows our ... following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/ CAIS Reporting Analyst_ ) plays a key role… more
    Raymond James Financial, Inc. (09/30/25)
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  • Data Governance

    SMBC (Charlotte, NC)
    …and document Key Data Elements utilized in regulatory reports (eg CFTC Capital Calculation, CAT / CAIS , FINRA Trace, FR2052a, FRY9C, Reg. YY etc.), key business ... Brasileiro SA, and Sumitomo Mitsui Finance and Leasing Co., Ltd. **Role Description** Reporting to the Head of Nikko America's Data Management and Analytics Group,… more
    SMBC (10/10/25)
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