- TD Bank (Charlotte, NC)
- …judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits and ... identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input… more
- Bank of America (Charlotte, NC)
- Global Payments Solutions - Audit and Regulatory Business Control Manager New York, New York;Chicago, Illinois; Charlotte, North Carolina; Atlanta, Georgia **To ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Payments-Solutions Audit -and-Regulatory-Business-Control- Manager \_25029267) **Job Description:** At Bank of America,… more
- First Horizon Bank (Charlotte, NC)
- …improvement. + Develop and maintain robust records of CRA-related activity for internal audit and exam readiness. + Draft and deliver comprehensive annual ... On site at location listed in job posting. **Key Responsibilities** **_CRA Exam Management & Regulatory Preparedness_** **:** + Coordinate and manage all aspects… more
- TD Bank (Charlotte, NC)
- …(AVP) and responsible for overseeing compliance business operations including managing audit and exam responses, budget and hiring, process improvement, and ... Overview:** We are seeking an experienced and proactive Senior Manager to lead program operations for Compliance ...on progress to Compliance leadership.** + **Maintain audit / exam log and coordinate … more
- TD Bank (Charlotte, NC)
- … Business Oversight Manager - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review of brand ... experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus + Strong… more
- US Bank (Charlotte, NC)
- …**Job Description** Partners with leaders in their assigned Line of Business, Risk/ Compliance / Audit (RCA) Consultants, and other RCA Managers to, depending on ... including change triggers and change risk, ie changes in environment, laws/rules/regs, audit / exam findings for development of new or changes to existing… more
- Truist (Raleigh, NC)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Auditor (CISA), Certified in Risk and Information Systems Control (Information Systems Audit and Control Association) (CRISC), Certified Project Manager (CPM).… more
- TD Bank (Charlotte, NC)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team Accountabilities:** ... in delivery of initiatives related to risk assessment, internal/external exam support, etc. **Depth & Scope:** + Highly seasoned...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of… more
- Deloitte (Charlotte, NC)
- …+ Assist multi-state companies with state unclaimed property matters including audit defense, voluntary compliance , annual reporting, developing policies and ... controversy. What you'll do As an Unclaimed Property Tax Manager within the Multistate Tax Services group, you will...Tax Services group, you will provide tax consulting and compliance services to a diverse client base in a… more
- Truist (Charlotte, NC)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** Following is a… more