- TD Bank (Charlotte, NC)
- …for this role. **Line of Business :** Compliance **Job Description:** The Compliance Business Oversight Manager - Marketing and Data Regulations ... is outlined in the general description below. **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (Charlotte, NC)
- …to the role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and ... with a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and… more
- TD Bank (Charlotte, NC)
- …section below in as you consider this opportunity.** **Job Profile Summary** The Senior Manager , Compliance Business Oversight manages and leads a ... that will cascade throughout the organization. + The US Compliance Senior Transformation Manager supports the overall...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... the management of risks arising from City National Bank's business processes, people, systems or external events. Working with...Manager II is responsible for providing advisory and oversight for Payments within the ORM, with a particular… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- Wells Fargo (Charlotte, NC)
- …the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during ... **About this role:** Wells Fargo is seeking a Financial Controls Manager within the Enterprise COSO testing team. The Enterprise Finance function contains the… more
- Wells Fargo (Charlotte, NC)
- …Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud professional) ... **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team...business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a… more
- USAA (Charlotte, NC)
- …and their families-making every interaction more meaningful. As a strategic Account Manager supporting USAA' Banking & Oversight teams - spanning Audit, ... Banking, Enterprise Risk & Compliance and Legal - you'll lead the development and...landscape, you're part strategist, part storyteller and part project manager - deeply attuned to the business ,… more
- TD Bank (Charlotte, NC)
- …targeted risk reviews of products/services, customers, and operations. The Financial Crime Risk Business Oversight Specialist acts as key business ... expert/specialized business guidance and 2nd line challenge and oversight to portfolios, businesses and functions on development, maintenance, and implementation… more
- Truist (Charlotte, NC)
- …navigate through ambiguity. **Preferred Qualifications:** 1. Advance degree in Business and/ Technology. 2.Data compliance knowledge/experience regarding ... leadership and drives the successful implementation of the Enterprise Data Risk Oversight (EDRO) Program in teh second line of defense (2LoD) including management… more