- USAA (Charlotte, NC)
- …metrics and reporting. Professional certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Risk Enterprise Professional (CERP), ... business . This role will partner and collaborate with Compliance and Risk Management, as well as Business...stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: oversight … more
- Carowinds (Charlotte, NC)
- …the apply button below after reading through the entire description. The Area Manager of Security is responsible for supporting the overall safety and security ... a key leadership role within the Security Department, providing direct oversight of daily operations, supervising security personnel, and ensuring compliance… more
- TD Bank (Charlotte, NC)
- …and manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (Charlotte, NC)
- …may vary depending on availability and individual circumstances._ **Job Profile Summary:** The Compliance Business Oversight Manager provides advice, ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Banking Compliance team is seeking an experienced compliance professional to assist with complaint oversight … more
- Regions Bank (Charlotte, NC)
- …line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager ...Responsibilities** + Directs compliance reviews and provides oversight of legal entities, business units, and… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- TD Bank (Charlotte, NC)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... the management of risks arising from City National Bank's business processes, people, systems or external events. Working with...Manager II is responsible for providing advisory and oversight for Fraud within ORM, with a particular focus… more
- Truist (Charlotte, NC)
- …methodology, implementation,, execution, and results reporting and Issue oversight . Includes staffing, training and readiness, socialization with teammates ... with businesses across the enterprise. Key stakeholders include IT Business Unit risk teams (1LOD) and Enterprise Data Risk... Unit risk teams (1LOD) and Enterprise Data Risk Oversight (EDRO) (2LOD). The goal is to provide reporting… more
- Truist (Charlotte, NC)
- …Control (Information Systems Audit and Control Association) (CRISC), Certified Project Manager (CPM) 3. Strategic business and financial planning experience ... Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of technology resiliency. As a valuable teammate you will… more
