- Coinbase (Charlotte, NC)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Coinbase (Charlotte, NC)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Lead Analyst , Compliance EDD Operations within the CX ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...feedback from all levels to drive continuous improvement in compliance handling. *What you'll be doing:** * *Duties will… more
- Guardian Life (Raleigh, NC)
- …with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan ... part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct… more
- Coinbase (Charlotte, NC)
- …with substantive questions about process or procedure. Build strong relationships with Compliance partners and provide clear guidance to your team to resolve ... communications channels. * Coordinate with CX Programs to contribute to and lead projects to improve processes and procedures across TMS. Execute identified… more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. TD Bank is seeking a Senior Analyst for Compliance Strategy and Operations (S&O). A technology forward strategic ... risk, compliance , and legal to align project objectives + Lead cross-functional teams and steer implementation, maintenance, and enhancement of regulatory … more
- TD Bank (Charlotte, NC)
- …and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned complaints and ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst ** **will review marketing communication, provide… more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. TD Bank is seeking a **Senior Analyst for Compliance Strategy and Operations (S&O)** to support the overall ... vary depending on availability and individual circumstances._ The Senior Compliance Governance & Operations Analyst provides a...longer term focus + Represents the group as the lead or subject matter expert on projects/initiatives and/or at… more
- Highmark Health (Raleigh, NC)
- …Highmark Health clinical areas to support clinical quality auditing, The Senior Risk Compliance Analyst is responsible for monitoring and analyzing medical and ... utilization management activities to ensure compliance with internal policies, state, CMS, and federal regulations. This role serves as a clinical subject matter… more
- Wells Fargo (Charlotte, NC)
- …specifically with Data Loss Prevention (DLP) but not limited to DLP. The lead analyst will provide technical analysis and reporting/metrics of security/risk ... **About this role:** Wells Fargo is seeking a Lead Information Security Analyst to help...information security consultation for all aspects of information security compliance policy, risk management, and remediation + Direct information… more
- ManpowerGroup (Charlotte, NC)
- Our client, a leader in the technology sector, is seeking a Lead Business Systems Analyst - Cloud Security to join their team. As a Lead Business Systems ... a proactive approach which will align successfully in the organization. **Job Title:** Lead Business Systems Analyst - Cloud Security **Location: Charlotte, NC… more