- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance ... managing compliance programs related to risk assessment, exam management, monitoring , reporting, and training across multiple lines of business. The ideal… more
- United Therapeutics (Research Triangle Park, NC)
- …pharmaceutical, medical or biotechnology + 6+ years of experience in corporate compliance monitoring , auditing, and investigations roles + Full knowledge of ... leadership and stakeholders through comprehensive reports + Demonstrated expertise in compliance monitoring , auditing, and issue remediation + Demonstrated… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and ... support for central elements of the US Compliance Monitoring and Testing Program, including:** +...depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the… more
- IQVIA (Durham, NC)
- …Delivery Unit(s), sponsor(s), business line(s), and/or specific tasks as defined by the line manager (LM). The purpose of this role is to work together with global ... needs defined by the scope of assignment, assist staff in improving compliance with relevant International Conference on Harmonization (ICH), Good Clinical Practice… more
- Bank of America (Charlotte, NC)
- …banking, capital markets, and research functions. + Familiarity with surveillance and compliance monitoring systems. **Skills:** + Advisory + Monitoring , ... Compliance & Operational Risk Manager -...key role in assisting lines of business in implementing, monitoring , testing, and enforcing the Enterprise Information Wall Policy.… more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company ... lines of business, banking offices, and operating departments. The Compliance Manager Interacts with senior management in...for assigned line of business through the development and monitoring of compliance programs within the larger… more
- TD Bank (Charlotte, NC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... in the US Compliance Operating Framework (COF) including.** + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Enterprise Monitoring & Testing Program New York, New York;Dallas, Texas; Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Financial-Crimes- Manager Enterprise- Monitoring Testing-Program\_25020659) **Job Description:** At Bank… more
- Bank of America (Charlotte, NC)
- …Financial Crimes Manager - FIU Detection & US Transaction Monitoring Charlotte, North Carolina;Chicago, Illinois; Atlanta, Georgia; Phoenix, Arizona **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Global-Financial-Crimes- Manager FIU-Detection US-Transaction- Monitoring \_25042470-2) **Job Description:** At Bank… more