- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager - Compliance Monitoring Programs will lead and enhance our ... managing compliance programs related to risk assessment, exam management, monitoring , reporting, and training across multiple lines of business. The ideal… more
- Coinbase (Charlotte, NC)
- …of operations. What you'll be doing: ** Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; Ensure adherence ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Bank of America (Charlotte, NC)
- …banking, capital markets, and research functions. Familiarity with surveillance and compliance monitoring systems. Skills: Advisory Monitoring , Surveillance, ... Compliance & Operational Risk Manager -...key role in assisting lines of business in implementing, monitoring , testing, and enforcing the Enterprise Information Wall Policy.… more
- US Bank (Charlotte, NC)
- …applicable to Corporate and Commercial Banking business lines The Senior Audit Manager also has strong knowledge of Compliance Management Systems. Corporate ... from Day One. Job Description The Corporate Audit Services (CAS) Senior Audit Manager - Wealth, Commercial, Capital Markets is a senior level management position… more
- Curtiss-Wright Corporation (Davidson, NC)
- Condition Monitoring Manager (Nuclear Power Generation) As part of the Plant Optimization team, the ideal person will be a subject matter expert in reliability ... and customers. As a subject matter expert, the Condition Monitoring Manager will be an active part...fee payment, and therefore become the property of Curtiss-Wright. Compliance Statement This position may require exposure to export-controlled… more
- City National Bank (Charlotte, NC)
- …experience conducting internal audits within financial institutions. CRCM-Certified Regulatory Compliance Manager (preferred) CPA - Certified Public Accountant ... AUDIT MANAGER I- CONSUMER COMPLIANCE WHAT IS...account opening, and customer communication. Leads and executes continuous monitoring activities to assess consumer compliance risks… more
- Lowe's (Mooresville, NC)
- Your Impact The primary purpose of the Senior Manager , Regulatory Affairs and Marketplace Compliance is to lead the development and operationalization of our ... implementing, and overseeing policies, processes, and controls that ensure compliance with regulatory requirements, internal policies, and industry best practices.… more
- Regions Bank (Charlotte, NC)
- …specific to a line of business Preferences Masters degree Certified Regulatory Compliance Manager Certification (CRCM) Skills and Competencies Ability to work ... the system. Job Description: At Regions, the Business Unit Compliance Function Manager operates as a first,...to interpret against policies, guidelines or processes Oversees a monitoring and testing program to ensure effective compliance… more
- Fujifilm (Raleigh, NC)
- Position Overview The Regulatory Compliance Manager (Corporate) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department reporting to the ... Corporate Compliance Director. The Compliance Manager ... Director, this individual will ensure the effectiveness of compliance frameworks, oversee due diligence and monitoring … more
- Cardinal Health (Raleigh, NC)
- …annual enterprise risk assessment and audit and monitoring plan. The Manager has supervisory responsibility for all Compliance Audit staff. Responsibilities ... across the organization, and conducts investigations to resolve ethics and compliance issues. Compliance Audit Manager Reporting to the Compliance … more
