- TD Bank (Charlotte, NC)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- Robert Half Finance & Accounting (Winston Salem, NC)
- Description We are looking for a dedicated Compliance Manager to oversee regulatory compliance within our organization in Winston Salem, North Carolina. ... risks, maintain consistency, and recommend corrective actions. * Oversee preparation for regulatory reviews, manage compliance reporting, and respond to agency… more
- TD Bank (Charlotte, NC)
- …and events. **Job Description** Reporting to the Senior Manager , Global Regulatory Change & Library Governance, the Compliance Business Oversight Manager ... a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company… more
- TD Bank (Charlotte, NC)
- …experience + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, ... alignment from a compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager will provide leadership and oversight… more
- TD Bank (Charlotte, NC)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for ... efforts, and alignment with regulatory expectations.** + **Participate in regulatory reviews, internal audits, and compliance testing as needed.** The… more
- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking...and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance … more
- TD Bank (Charlotte, NC)
- …Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight ... incumbent will work with internal partners, including Oversight Functions (designated Regulatory Compliance Management (RCM) accountability for areas of laws,… more
- TD Bank (Charlotte, NC)
- …which is outlined in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a ... professional certification (eg, CRCM, CAMS, PMP) preferred.** + **Familiarity with regulatory expectations tied to enterprise compliance programs, governance,… more
- American Express (Charlotte, NC)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory... compliance partners. The ideal candidate has strong regulatory knowledge, a process mindset, and the ability to… more
- American Express (Charlotte, NC)
- …role?** American Express is seeking a dynamic and detail-oriented Technology and/or Cybersecurity Compliance Manager to join the First Line of Defense (1LOD) ... Compliance Function. This position will contribute to overseeing regulatory change management for Enterprise Technology Services, ensuring that day-to-day… more