- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- Bank of America (Charlotte, NC)
- …entity + Relevant certifications (eg, CAMS, CGSS, or similar) **Skills:** + Regulatory Compliance + Monitoring , Surveillance, and Testing + Critical Thinking ... Global Financial Crimes Economic Sanctions Compliance Advisor New York, New York;Charlotte, North Carolina; Tampa, Florida **To proceed with your application, you… more
- TD Bank (Charlotte, NC)
- …Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) regulations + Experience with compliance testing and monitoring frameworks + Exposure to regulatory ... Enterprise Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , risk assessment etc.) are completed and communicated in a continuous and… more
- Carrington (Raleigh, NC)
- …the provisioning documentation for various audit and exam documentation. Also responsible for compliance testing and monitoring compliance matters. ... to respond to regulatory compliance audit/exams + Perform assigned compliance testing as assigned and promptly escalate compliance concerns. + Create… more
- Bank of America (Charlotte, NC)
- …in areas such as sanctions advisory, issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an ... skills + Financial Services and/or related government entity **Skills:** + Regulatory Compliance + Monitoring , Surveillance, and Testing + Critical… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for executing compliance monitoring indicators for assigned business unit/corporate function. ... risk programs, risks and controls. 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints reporting in control… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Truist (Charlotte, NC)
- …into appropriate compliance policies, standards, processes, training, and monitoring / testing activities at an enterprise level. 5. May facilitate ... description:** Manages Truist's Corporate cybersecurity legal, regulatory and industry compliance . Leads and develops strategies for closing cybersecurity policy … more
- US Bank (Charlotte, NC)
- …- 6+ years' experience in Risk Management or applicable line of business (eg, compliance , testing and monitoring , or audit), preferably in financial services ... the results of WCIB Issue Management validation and sustainability testing can be easily followed and clearly understood to...are remediated in a timely manner. - Ensure timely monitoring and tracking of assigned issues in order to… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …Purified Water, Pure Steam). They are responsible for ensuring microbiological and EM testing is performed in compliance with procedures and GDP requirements ... performance, antimicrobial neutralization and contamination checks, bioburden and environmental monitoring sampling/ testing of water, surface, air, and cleaning.… more
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