- USAA (Charlotte, NC)
- …to the quality of audit work. A key aspect of this role involves testing models and model-related tools as part of audit engagements. You will support ... available for this position. What you'll do: Contribute to continuous monitoring , advisory activities, special reviews, and investigations. Ensure assigned audit… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (Charlotte, NC)
- … Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- Bank of America (Charlotte, NC)
- …entity + Relevant certifications (eg, CAMS, CGSS, or similar) **Skills:** + Regulatory Compliance + Monitoring , Surveillance, and Testing + Critical Thinking ... & Decisioning + Issues Management & Resolution + Risk Identification & Assessment + Risk Monitoring & Testing + Products, Services & Acumen - Line of Business… more
- Huntington National Bank (Charlotte, NC)
- …to determine adequacy and effectiveness of action taken. + Develop and execute compliance monitoring programs and periodic testing procedures, including work ... laws, regulations, and policies as well as regulatory best practices impacting the monitoring and testing programs. (This can be customized for specific segments… more
- TD Bank (Charlotte, NC)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- USAA (Charlotte, NC)
- …process, with a particular emphasis on Static and Dynamic Application Security Testing (SAST/DAST). Key responsibilities will include conducting monitoring and ... **The Opportunity** We are seeking a SSLDC Risk and Compliance Advisor I - Risk Assessment to join our...Cycle. The ideal candidate will possess Risk and Control Testing Expertise, with a strong focus on evaluating the… more
- Ally (Raleigh, NC)
- …preferably with experience in Risk Management or applicable line of business (eg, compliance , testing and monitoring , or audit). * Experience managing, ... and collaborate with stakeholders at all levels. * Demonstrated knowledge of testing and monitoring concepts and/or auditing standards. * Strong leadership… more
- UMB Bank (Raleigh, NC)
- …administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst, you will carry out the testing function ... a strong Compliance Management Program + Plan, develop and execute compliance testing , including control design and performance reviews and transactional … more
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