- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Compliance Specialist for the Implementation and Monitoring team as part of Corporate Compliance ... career areas and lines of business at wellsfargojobs.com. The Implementation and Monitoring team is dedicated to...compliance related decisions. + Support the oversight or monitoring of a risk-based compliance program. +… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo ... . As part of the RCIM team, the Senior Compliance Specialist will lead several critical tasks...Fargo's regulatory inventory, as well as the management and implementation of regulatory changes. Learn more about the career… more
- Vanguard (Charlotte, NC)
- …Program is a first-of-its-kind offer, and we're looking for a Compliance Specialist to help establish the monitoring and testing function that will support ... mitigate compliance risks and control gaps. + Oversees the design, implementation , execution, and maintenance of compliance policies and procedures. Supports… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and ... support for central elements of the US Compliance Monitoring and Testing Program, including:** +... Governance & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance … more
- North Carolina Central University (Durham, NC)
- …and responsibilities related to the function.** The Broadcast and Emerging Media Specialist monitors the station to ensure compliance with station guidelines ... Details** Position Information **Position/Classification Title** Broadcast and Emerging Media Specialist II **Working Title** Broadcast and Emerging Media … more
- Bank of America (Charlotte, NC)
- …security, risk, and compliance **Desired Qualifications:** + ServiceNow certified implementation specialist (CIS) + Windows and Linux support + Experience ... ServiceNow Operations Specialist Charlotte, North Carolina;Richmond, Virginia; Plano, Texas; Chandler, Arizona; Chicago, Illinois; Kennesaw, Georgia **To proceed… more
- Wells Fargo (Charlotte, NC)
- …a CIB Quantitative Strategist - Vice President (Lead Securities Quantitative Analytics Specialist ) in Corporate & Investment Banking. Learn more about the career ... **In this role, you will:** + Lead the design, implementation , and delivery of a unified and shared modeling...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more
- TD Bank (Charlotte, NC)
- …administrators and owners as the main point of contact. The Business Program Specialist leads the development and implementation of national and/ or enterprise ... wide programs, including design, development, implementation , monitoring , reporting and resolution of issues for a specialized functional area. **Depth &… more
- TD Bank (Charlotte, NC)
- …etc.) + May be a point of contact for guidance in the monitoring /reporting of compliance , management, and strategic initiatives + Provides broad/deep commentary ... role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk management expertise to… more
- Veterans Affairs, Veterans Health Administration (Salisbury, NC)
- …but are not limited to: Clinical: 1. Directly involved in the design, implementation , and monitoring of therapeutic drug plans to achieve definite outcomes ... and reports, drug errors, adverse drug reactions, allergies, and patient compliance issues. Incumbent documents findings per facility procedures. Administration: 1.… more
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