• Compliance Testing Analyst

    UMB Bank (Raleigh, NC)
    …of administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst , you will carry out the testing ... a strong Compliance Management Program + Plan, develop and execute compliance testing , including control design and performance reviews and transactional … more
    UMB Bank (12/17/25)
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  • Compliance Quality Assurance Senior…

    TD Bank (Charlotte, NC)
    …& Experience below as you consider this opportunity.** **Job Description Summary** The Senior Compliance Testing Analyst executes independent testing of ... standards + Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in communicating results to… more
    TD Bank (12/16/25)
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  • Senior FCRM Testing Analyst (US)

    TD Bank (Charlotte, NC)
    …the first and second lines of defense. **Job Description Summary:** The Senior FCRM Testing Analyst executes independent testing of FCRM controls / systems ... Risk Management **Job Description:** **Department Overview:** The US FCRM Monitoring & Testing Team is responsible for maintaining a dynamic, risk-based, 2LoD … more
    TD Bank (12/23/25)
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  • Senior Compliance Analyst - Park…

    Guardian Life (Raleigh, NC)
    …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
    Guardian Life (12/10/25)
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  • Sr. Environmental Planning and Compliance…

    City of Durham (Durham, NC)
    Sr. Environmental Planning and Compliance Analyst Print (https://www.governmentjobs.com/careers/durhamnc/jobs/newprint/5160247) Apply  Sr. Environmental ... Planning and Compliance Analyst Salary $71,304.00 - $110,531.00 Annually...a quality assurance officer. Conducting field-work and providing sampling, testing , monitoring of storm/surface water quality is not a… more
    City of Durham (12/09/25)
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  • Data Transaction Testing Analyst II

    Truist (Winston Salem, NC)
    …the Bank regarding design and structure of control frameworks. + Develop data testing procedures and templates for various Regulatory Reports. + Analyze data within ... procedures. + Document and publish data quality errors. + Communicate data quality non- compliance to data stewards and business users. + Update reports, track and… more
    Truist (11/14/25)
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  • Compliance Lead Analyst

    Coinbase (Charlotte, NC)
    …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX ... filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment… more
    Coinbase (12/10/25)
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  • Corporate Compliance Analyst…

    Regions Bank (Charlotte, NC)
    …into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function ... impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with...monitoring and testing program to ensure effective compliance with all applicable laws and regulations + Gathers… more
    Regions Bank (12/01/25)
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  • Senior Compliance Business Oversight…

    TD Bank (Charlotte, NC)
    …in the US Compliance Operating Framework (COF) including;** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk ... compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice… more
    TD Bank (11/26/25)
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  • Senior Analyst , Security Compliance…

    Coinbase (Charlotte, NC)
    …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... experience in Internal Controls over Financial Reporting, SOX 404 frameworks, and testing to support compliance * Prior experience at a big 4 accounting firm *… more
    Coinbase (10/22/25)
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