• Compliance and Operational…

    USAA (Charlotte, NC)
    …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under the ... requirements are adhered to. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
    USAA (05/07/25)
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  • Compliance and Operational…

    USAA (Charlotte, NC)
    …makes us special and impactful. **The Opportunity** As a Compliance and Operational Risk Testing Analyst Lead specializing in IT Infrastructure, you ... degree. + 8 or more years of work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experience interpreting… more
    USAA (05/06/25)
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  • Compliance and Operational…

    USAA (Charlotte, NC)
    …a Degree. + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Expert ... Leads and manages a grouping of tests to ensure operational risks and compliance requirements are adhered...laws and regulations and guidance or operational risk principles/concepts. + Advanced knowledge of testing … more
    USAA (05/07/25)
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  • Enterprise Risk Testing Analyst IV

    Regions Bank (Charlotte, NC)
    …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
    Regions Bank (05/01/25)
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  • Staff Auditor II - Products Compliance…

    Equitable (Charlotte, NC)
    Staff Auditor II - Products Compliance and Operational Risk Management ( 2500004B ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
    Equitable (03/08/25)
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  • Lead Operational Risk Officer

    Wells Fargo (Charlotte, NC)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer within Operational ...Risk types (L2). + Awareness of applicable major compliance requirements and attributes. + Established analytical skills and… more
    Wells Fargo (05/07/25)
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  • Operational Risk Business Oversight…

    City National Bank (Charlotte, NC)
    …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
    City National Bank (04/25/25)
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  • Operational Resilience Risk Officer…

    Truist (Charlotte, NC)
    …5. Support and drive the development of operational / technology risk management and compliance communications to senior management and committees/working ... of America) **Please review the following job description:** The Operational Resilience Risk Officer II is a...with all federal regulations (FFIEC) for BC/DR related planning, testing and risk mitigation. **ESSENTIAL DUTIES AND… more
    Truist (04/18/25)
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  • Consultant, Operational Risk…

    Lincoln Financial (Raleigh, NC)
    …provide subject matter expertise on design and effectiveness of financial and operational controls for various vendor services. You will partner with internal and ... You will develop and execute on more complex audit testing to evaluate the effectiveness and efficiency of operations...of operations and controls, reliability of SOC-1 reporting, and compliance with applicable law. You will also provide control… more
    Lincoln Financial (04/17/25)
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  • Regulatory Compliance Risk Senior…

    Grant Thornton (Charlotte, NC)
    As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
    Grant Thornton (04/16/25)
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