- City National Bank (Charlotte, NC)
- * CONTROL TESTING / REPORTING LEAD 1LOD* WHAT IS THE OPPORTUNITY? The 1LOD Control Testing / Reporting Lead is a key strategic and integral ... This role is responsible for (i) with the guidance of Manager Control Testing / Reporting , responsible for building sustainable processes with appropriate risk… more
- TD Bank (Charlotte, NC)
- …to prioritize, strong organizational skills, and strong communication with stakeholders. Control testing and/or audit background required, with knowledge of ... and test scripts, executing testing and reviewing testing performed by other team members, and reporting...prioritize work while meeting multiple deadlines **Preferred Qualifications:** + Control Testing experience + Audit experience +… more
- Truist (Charlotte, NC)
- …data testing program conducted by the 1LOD and/or enterprise data control testing utility. 2. Aggregate, analyze and determine the effectiveness of ... to appropriate Leadership and Executives. 3. Oversee the 1LOD or Enterprise Testing Control Utility Program/Plan, including the methodology, and drive… more
- Truist (Charlotte, NC)
- … Reporting , Deputy Corporate Controller and other senior leaders on regulatory reporting matters. * Lead the development of implementation strategies for ... the Federal Reserve Board (FRB). * Maintain a strong control environment and provide timely and information to various...developments both internal and external that may impact regulatory reporting * Lead ad hoc projects across… more
- TD Bank (Charlotte, NC)
- …strong relationships and works collaboratively with key partners + Oversees/leads the testing engagement, including communications and the reporting processes + ... colleagues dedicated to setting new industry standards. **U.S. Compliance Monitoring and Testing Team Summary:** **U.S. Compliance Monitoring and Testing sits… more
- TD Bank (Charlotte, NC)
- …governance, audit), as appropriate. **Department Overview:** The US FCRM Monitoring & Testing teams are responsible for control assurance responsibilities under ... In depth knowledge of AML/ATF regulations, financial crime typologies, and control frameworks. **Preferred Skills:** + In-depth Auditing/ Testing experience from… more
- Truist (Charlotte, NC)
- …**Preferred Qualifications:** 1. Relevant Professional Certification - eg CPA, CISA 2. Control testing experience in a public accounting firm 3. Financial ... implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing , risk… more
- Truist (Charlotte, NC)
- …management, production teams and data providers on process, risks, controls, and control testing . 14. Assist production teams in defining and documenting ... in alignment with second line of defense risk programs. Lead a team of professionals in the first line...business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance… more
- Bank of America (Charlotte, NC)
- …trend and analytical reporting related to computations + Works with internal control functions + Serves as lead with local regulator and other regulatory ... expertise for data quality improvement and sourcing automation projects by communicating reporting requirements, performing UAT testing , and other activities as… more
- Wells Fargo (Charlotte, NC)
- …to resolve issues and achieve goals + Lead the following IT General Control (ITGC) testing in the access to programs and data, change management, computer ... a Lead Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise Finance function contains the Corporate Controllers division, which… more