- Deloitte (Charlotte, NC)
- Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate ... in areas of financial risk management and reporting. The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance… more
- TD Bank (Charlotte, NC)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- Truist (Charlotte, NC)
- …laws, rules, regulations, and risk management standards (eg, Federal Financial Institutions Examination Council (FFIEC), Control Objectives for ... a Senior role and key contributor to the Truist second line-of-defense (LoD2) Regulatory reporting and data testing team (RDT) team reporting to the Enterprise Data… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Governance & Control **Job Description:** The Controls Group Manager - Retail Operations/US Customer Assistance is responsible ... in strategic project initiatives to within Regional Commercial to mitigate risk, enhance controls or remediate audit, loan review or regulatory findings +… more
- First Horizon Bank (Charlotte, NC)
- …site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product Management organization. This role ... defense and is responsible for managing the risk and control framework for product and marketing within the bank....ensure the bank's safety, soundness, and adherence to all regulatory requirements. The role works directly with the second… more
- TD Bank (Charlotte, NC)
- …typically oversees standards, controls and operating methods that have significant regulatory , financial and operational impact within the context of their ... operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical… more
- City National Bank (Charlotte, NC)
- …experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public ... audit programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results,… more
- American Express (Charlotte, NC)
- …on enhancing the controls for a given domain. **The Risk and Control Manager will:** + Provide additional identification of risks throughout business ... Risk Reduction team is looking for a Risk and Control Manager who will be focused on...regulatory updates) + Provide recommendations and to elevate controls where there is failure and identify themes across… more
- TD Bank (Charlotte, NC)
- …defense (1LOD/1B) role will facilitate risk assessments, monitor policy and regulatory requirements adherence, conduct quality control testing, remediate ... processes and controls and connects the dots across issues and control deficiencies across various BUs in order to increase standardization of solutions,… more
- Truist (Charlotte, NC)
- …changes, regulatory requirements and business environment which may impact controls within the regulatory reporting production framework. 2. Participate/lead ... and testing for specific risk programs. 5. Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production team and… more