- Truist (Whiteville, NC)
- …review the following job description:** Responsible for day-to-day operations of assigned Financial Intelligence Unit (FIU) team ensuring full compliance with ... other relevant sources to mitigate the company's reputation or regulatory risk. 6. Lead , mentor and coach direct reports to include training and regular performance… more
- Capital One (Charlotte, NC)
- …One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team . As a member of ... the Financial Crimes Compliance Audit team , you will focus...for coaching and investing in the betterment of your team . You lead through change with candor… more
- Truist (Charlotte, NC)
- …for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis ... are not mentioned below. Specific activities may change from time to time. 1. Lead FCI technology initiatives and other tech related activities to ensure that Truist… more
- TD Bank (Charlotte, NC)
- …of work performed by employees supervised. **Depth & Scope:** + Generally leads a team focused on assigned audit and generally assumes the lead position on ... the audit, providing supervision and assignments to team members as Auditor In Charge as well as...in Charge on an Audit + May participate and/or lead assigned special projects + Provides feedback on staff… more
- TD Bank (Charlotte, NC)
- …Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and executes audits and/or projects of ... a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity or...to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a VP/ Lead Finance Analyst in the Commercial Bank Financial Planning and Analysis (FP&A) team . Reporting to the Head of FP&A, this role ... of the business. **In this role, you will:** + Lead financial analyses on a variety of...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
- Wells Fargo (Charlotte, NC)
- …including leverage lending, high risk borrowers, exception tracking, risk ratings, and financial crimes + Oversee seamless onboarding of new clients in ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- …to deliver a new workflow across the enterprise supporting all processes within Financial Crimes Operations. **In this role, you will:** + Advise experienced ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- …Strategy functional area, policies, procedures, and compliance requirements that influence and lead team to meet business objectives, deliverables and drive new ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Lead Incentive Compensation Design Consultant. The Human Resources...will be supporting the design and delivery of the Financial Advisor incentive plans across Wealth and Investment Management… more