- Truist (Whiteville, NC)
- …review the following job description:** Responsible for day-to-day operations of assigned Financial Intelligence Unit (FIU) team ensuring full compliance with ... other relevant sources to mitigate the company's reputation or regulatory risk. 6. Lead , mentor and coach direct reports to include training and regular performance… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Enterprise Monitoring & Testing Program New York, New York;Dallas, Texas; Charlotte, North Carolina; Atlanta, Georgia **To ... for customer due diligence (CDD) related requirements relating to financial crimes (FC) laws, rules, regulations (LRRs)...needed, and reporting of results; + Indirectly manage a team of 4-5 associates + Lead discussions… more
- Capital One (Charlotte, NC)
- …One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team . As a member of ... the Financial Crimes Compliance Audit team , you will focus...for coaching and investing in the betterment of your team . You lead through change with candor… more
- Truist (Wilson, NC)
- …for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis ... are not mentioned below. Specific activities may change from time to time. 1. Lead FCI technology initiatives and other tech related activities to ensure that Truist… more
- ManpowerGroup (Charlotte, NC)
- …preferred. + In-depth knowledge of risk management practices, with specific experience in Financial Crimes , AML, and BSA programs. + Demonstrated ability to ... organization in the financial services industry, is seeking a Fin Crimes / BSA / AML PM - VMO to join their team . As a Fin Crimes / BSA / AML PM -… more
- TD Bank (Charlotte, NC)
- …of work performed by employees supervised. **Depth & Scope:** + Generally leads a team focused on assigned audit and generally assumes the lead position on ... the audit, providing supervision and assignments to team members as Auditor In Charge as well as...in Charge on an Audit + May participate and/or lead assigned special projects + Provides feedback on staff… more
- TD Bank (Charlotte, NC)
- …Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and executes audits and/or projects of ... a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity or...to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for… more
- Wells Fargo (Charlotte, NC)
- …to deliver a new workflow across the enterprise supporting all processes within Financial Crimes Operations. **In this role, you will:** + Advise experienced ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- …(WIM) BSA/AML Program Execution team , part of WIM Risk, Regulatory and Financial Crimes Program Execution. The group is responsible for financial ... which identify, assess, monitor, measure, and mitigate risk + Manage oversight of financial crimes related issues and corrective actions to ensure control… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... and institutional clients. We focus on our clients' overall financial needs, with consideration and respect for their total...Execution Consultant to work within the Business Solutions Enablement team (BSE) to lead multiple strategic change… more