- Citigroup (Charlotte, NC)
- The Financial Regulatory Rules Interpretation role is a position within the CBNA CFO and Finance Transformation Organization in the Regulatory ... analyses and interpretation of the US Basel regulatory capital rules . + Assists the ...or Accounting preferred. **Job Family Group:** Finance **Job Family:** Financial & Regulatory Rules Interpretations… more
- Bank of America (Charlotte, NC)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America,… more
- Bank of America (Charlotte, NC)
- …with key stakeholders, including upstream process owners, data providers, and Non- Financial Regulatory Reporting Interpretation and Technology teams ... Job Description: This role is responsible for preparation of non- financial regulatory reporting (NFRR), including submitting, under...of regulatory reports * Partner with NFRR Regulatory Interpretation and Technology teams to review… more
- Bank of America (Charlotte, NC)
- …automated detection function and operational risk practices consistent with applicable laws, rules , regulations and regulatory guidance. The GFC Executive I ... Financial Crimes Risk Programs + Credible Challenge + Regulatory Knowledge + High Risk Activities & Typologies +...+ High Risk Activities & Typologies + Data Analysis, Interpretation & Decisioning + Risk Control & Mitigation +… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this ... : + Responsible for the production, validation and submission of non- financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic… more
- UNC Health Care (Morrisville, NC)
- …programs such as CMS Hospital Compare, Leapfrog, Vizient, and other regulatory or payer-based quality transparency initiatives. The Manager ensures timely, accurate, ... with expertise in EHR abstraction, chart review, and clinical metric interpretation . The Manager works closely with hospital quality leadership, clinical… more
- TD Bank (Charlotte, NC)
- …objectives + Provides advice on the interpretation of new and existing regulatory capital rules + Represents the Bank at industry forums and bi-lateral ... centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US &...capital reporting and research under both US & Canadian rules . This role is accountable for assessing the capital… more
- Bank of America (Charlotte, NC)
- …to improve data quality of regulatory reports * Partner with NFRR Regulatory Interpretation and Technology teams to review and maintain data dictionaries for ... Decisions made will have significant impact to the firms Regulatory , Financial , Reputational and Operational risk to...+ Adaptability + Data Management + Interpret Relevant Laws, Rules , and Regulations **Shift:** 1st shift (United States of… more
- TD Bank (Charlotte, NC)
- …LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment ... with the Investment Company Act of 1940, FINRA, SEC rules , and other applicable state and federal securities laws**...applicable state and federal securities laws** + **Assist in regulatory requests and exams, and help manage responses to… more
- TD Bank (Charlotte, NC)
- …review, conducting regular compliance training as well as the preparation of all regulatory filings in the US and in other jurisdictions where Epoch is registered. ... person will be responsible for drafting procedures and controls to address new SEC rules that will impact Epoch and its affiliates. This person will also assist… more