- Citigroup (Charlotte, NC)
- The Financial Regulatory Rules Interpretation role is a Senior Basel regulatory capital subject matter expert position within the Regulatory ... Risk, Legal, and Treasury. **Responsibilities:** + Reviews and approves comprehensive regulatory capital technical interpretation memos and discusses with… more
- Bank of America (Charlotte, NC)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America,… more
- Bank of America (Charlotte, NC)
- …with key stakeholders, including upstream process owners, data providers, and Non- Financial Regulatory Reporting Interpretation and Technology teams ... Job Description: This role is responsible for preparation of non- financial regulatory reporting (NFRR), including submitting, under...of regulatory reports * Partner with NFRR Regulatory Interpretation and Technology teams to review… more
- USAA (Charlotte, NC)
- …of what truly makes us special and impactful. **The Opportunity** As a dedicated ** Financial Regulatory Reporting Senior** , you will serve as a key contributor ... reports and analytics + Plan and manage workflow of financial and regulatory reporting requests and requirement...Certified Public Accountant (CPA) + Strong working knowledge of regulatory reporting rules and regulations and use… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this ... : + Responsible for the production, validation and submission of non- financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic… more
- TD Bank (Charlotte, NC)
- …objectives + Provides advice on the interpretation of new and existing regulatory capital rules + Represents the Bank at industry forums and bi-lateral ... centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US &...capital reporting and research under both US & Canadian rules . This role is accountable for assessing the capital… more
- TD Bank (Charlotte, NC)
- … regulatory intelligence to strengthen compliance oversight of applicable laws, rules , and regulations, streamline regulatory change management, and embed ... and strategic direction. **Job Description** Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible… more
- American Express (Apex, NC)
- …if applicable. **Key Competencies:** + Strong business acumen and judgment + Regulatory interpretation and control design expertise + Excellent interpersonal and ... + Coordinate with compliance, legal, risk, and audit teams to ensure consistent interpretation and application of rules and policies. + Provide guidance on… more
- TD Bank (Charlotte, NC)
- …Unfair and Deceptive Acts and Practices ("UDAAP"), and consumer compliance laws, rules , or regulations. The ideal candidate will have a strong understanding of ... (FHA, Reg. Z, V/FCRA, B/ECOA, E, SCRA, MLA, etc.), ability to assess regulatory risks associated with business line processes and can work independently in a… more
- Citigroup (Charlotte, NC)
- …group and supports a full spectrum of activities including analytics, regulatory submissions, planning processes, governance, and process improvements. One of the ... initiatives to enhance methodologies, processes, and governance frameworks for regulatory capital metrics, including overseeing system enhancements and End-User… more