- Truist (Charlotte, NC)
- …the Bank regarding design and structure of control frameworks. 2. Develop data testing procedures and templates for various Regulatory Reports. 3. Analyze data ... review the following job description:** Develop, implement, and deliver an independent data assessment methodology and output that measures adherence to data… more
- Bank of America (Charlotte, NC)
- …drivers and changes + Support EFR coverage of by executing capital calculation testing and performing review and challenge of regulatory rule interpretations and ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New...Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift… more
- Bank of America (Charlotte, NC)
- …notify or escalate limit breaches and EWIs triggered, as required + Stress testing assumptions and Models + Coordination and independent challenge of liquidity ... EFR Liquidity Risk Sr. Specialist Charlotte, North Carolina;New York, New York **To...Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift… more
- TD Bank (Charlotte, NC)
- …Business Management, Strategy & Support **Job Description:** The 'Business Mgmt Specialist (US) - Risk Profiles' is responsible for performing and documenting ... independent risk assessments of the first line Consumer Banking...with the Enterprise Risk Framework (ERF). The 'Business Mgmt Specialist (US) - Risk Profiles' will integrate with the… more
- Army National Guard Units (Raleigh, NC)
- …32 EXCEPTED SERVICE POSITION. This National Guard position is for a SECURITY SPECIALIST (PROTECTION) (TITLE 32), Position Description Number D1164P01 and is part of ... J3, National Guard (JFHQ-J3 / MD 1422-319). Responsibilities As a SECURITY SPECIALIST (PROTECTION), GS-0201-12, you will serve as the JFHQ-State authority and expert… more
- TD Bank (Charlotte, NC)
- …new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ... Private Client Wealth LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers,… more
- Bank of America (Charlotte, NC)
- …maintaining detailed project plans and process maps. + Manage, coordinate, track regulatory examinations, internal audit and control testing to ensure reviews ... tasks + Detail oriented **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue… more
- Bank of America (Charlotte, NC)
- …from regulatory agencies **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue ... Front Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed + Produces… more
- Deloitte (Charlotte, NC)
- …Your Customer ("KYC") remediations, internal controls assessments, internal investigations, and/or independent testing . The Team Our Forensic, Discovery, & ... + AML Consulting Experience + Certified Anti Money Laundering Specialist (CAMS), CFE, or equivalent + Regulatory ...Laundering Specialist (CAMS), CFE, or equivalent + Regulatory experience + Ability to speak multiple languages Information… more
- Three Saints Bay (Elizabeth City, NC)
- …in **Elizabeth City, NC.** **Requirements of the position:** * Perform independent electrical work involved in routine disassembly, inspection, manufacture, repair, ... overhaul, testing , installation and modification of aircraft and support equipment...Document maintenance as per Quality Assurance (QA) and established regulatory requirements. * Shall maintain situational awareness, stay cognitive-focused,… more