- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate ... and regulatory reporting infrastructures and frequently coordinates with internal audit. The Lead Independent Testing Officer role will provide strategic… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... and market abuse risk related decisions. + Develop, oversee, and provide independent credible challenge to standards with subject matter expertise + Monitor and… more
- KeyBank (Charlotte, NC)
- …line of defense oversight to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance ... - Brooklyn, Ohio 44144 **JOB BRIEF (PURPOSE)** The Compliance Officer will be a member of the Consumer Deposit...and provide consultative advice on assigned regulations. + Provide independent review and challenge on various line of business… more
- KeyBank (Charlotte, NC)
- …as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure compliance ... Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit...and provide consultative advice on various regulations. + Provide independent review and challenge on various line of business… more
- Bank of America (Charlotte, NC)
- …and to fully understand risks and potential opportunities for enhancements + Lead Independent Risk assessments of the liquidity risk management framework ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...limit breaches and EWIs triggered, as required + Stress testing assumptions and Models + Coordination and independent… more
- Bank of America (Charlotte, NC)
- …(EFR) Overview:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...Management is looking for a risk analyst responsible for independent risk oversight of the firm's Interest Rate Risk… more
- TD Bank (Charlotte, NC)
- …and counseling as needed. The Compliance Manager supports the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all applicable federal rules ... & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies, standards… more
- Datavant (Raleigh, NC)
- …industry internal audit standards. Reporting to the Chief Compliance and Privacy Officer , the Director of Internal Audit will evaluate the effectiveness of internal ... privacy-by-design and by-default, and legal risk mitigation. This role will also lead vendor and offshore partner compliance audits, validate corrective action plan… more