- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist -...arise and drives actions to address the root causes that lead to compliance risk issues and/or ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational- Risk - Specialist Trade-Surveillance\_25040545-2) **Job Description:**… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Quantitative Analytics Specialist to fill the role within the (MCRA) Market and Counterparty Risk ... subject matter expert to model owners for ensuring market risk policy compliance and advises model and...this role, you will:** + Ensure Capital Model Regulatory Compliance + Lead Assessment and Design of… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance ...products, processes or services + Acts as a technical expert/ lead integrating cross-function understanding within their own field of… more
- Truist (Greensboro, NC)
- …Units through the effective identification, mitigation, monitoring and reporting of technology risk and other related risks (eg, operational, compliance ) within ... partners across the organization. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and… more
- Truist (Winston Salem, NC)
- …business impact of specific identified issues, as well as assist the Data Risk Director with compiling the results of assigned enterprise data entity reviews. ... to time. 1. Assist with the establishment of data risk policies, standards, guidelines and best practices for the...and publish data quality errors. 10. Communicate data quality non- compliance to data stewards and business users. 11. Update… more
- Truist (Charlotte, NC)
- …may change from time to time. + Assist with the establishment of data risk policies, standards, guidelines and best practices for the Bank regarding design and ... matter expertise in the planning and execution of data risk management activities such as data risk ...and publish data quality errors. + Communicate data quality non- compliance to data stewards and business users. + Update… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- TD Bank (Charlotte, NC)
- …Insights, & Artificial Intelligence **Job Description:** **Department Overview** **:** **ORM Lead Business Insights Specialist , Stress Testing & Scenario ... execute advanced quantitative modeling along with managing high-stakes regulatory governance.** **The Lead Business Insights Specialist acts as an advisor to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Commercial Loan Servicing Specialist in Commercial Banking Operations / Wholesale Lending Operations as part ... situations requiring solid understanding of the function, policies, procedures, and compliance requirements that influence and lead broader work team… more
- Wells Fargo (Charlotte, NC)
- …needs and analyze workflow processes to make recommendations for process improvement in risk management + Lead or participate in moderately complex initiatives ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more