- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Experienced Associate, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...handling compliance issues, CRCM certification preferred + Compliance risk management, audit, or risk… more
- Cardinal Health (Raleigh, NC)
- … regulatory strategies utilizing the least burdensome execution approaches, making risk -based decisions while achieving regulatory compliance and business ... **_What Regulatory Compliance contributes to Cardinal Health_**...project objectives + Act as a mentor to less experienced colleagues **Anticipated salary range** : $103,500 - $147,900… more
- Grant Thornton (Charlotte, NC)
- …provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day ... As a Regulatory Compliance Managing Director, you will get...one, you'll be empowered by the greater Risk team to help clients make the moves that will… more
- First Horizon Bank (Charlotte, NC)
- …recommend improvements. + Support preparation of TPRM reporting for management review ** Regulatory Compliance ** + Apply regulatory heightened standards ... of third parties, including financial stability, operational resilience, information security, compliance and reputation risk evaluations + Review and provide… more
- Resideo (Charlotte, NC)
- …requirements. + Trains key employee groups on reporting processes, controls, regulatory requirements, and risk mitigation strategies. **YOU MUST HAVE:** ... At Resideo, we are actively seeking an experienced professional to join our team in a...role as the Senior Manager, Global ESG and Emerging Risk Controller. This role will be instrumental in establishing… more
- TD Bank (Charlotte, NC)
- … customers, including analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with ... to the FCRM discipline + Keeps abreast of emerging issues, trends, and evolving regulatory requirements + Maintains a culture of risk management and control,… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... benchmarking models or replicating LOB models + Reduce model risk to meet or exceed regulatory and...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Management group within CRIT is seeking to add an experienced , highly motivated credit risk professional to...and enhancing the WMCRD database to support WIM Credit Risk , CRIT Credit Risk , and Regulatory… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** We are seeking an experienced Wholesale Credit Risk Model Validation Manager to lead the independent ... to ensure models are conceptually sound, statistically robust, and aligned with regulatory expectations, internal risk policies and business strategies. This… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... actions, create, and implement effective controls to mitigate risks. + Lead risk assessments, control evaluations and audit/ regulatory responses + Develop and… more