- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... knowledge on emerging regulations and help organizations leverage efficiencies within the Risk , Regulatory Compliance & Controls Practice - all with the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist for the Regulatory Change Implementation Oversight and Monitoring team as part of ... reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk management + Provide compliance … more
- US Bank (Charlotte, NC)
- …**_Professional certifications (CRCM) or Regulatory Agency experience preferred._** Overview As a Senior Compliance Risk Analyst, this role will play a ... compliance . The ideal candidate will have a strong background in regulatory compliance , risk management and operational processes, along with excellent… more
- MongoDB (NC)
- …order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance role will provide support for MongoDB's compliance ... administrative support to enable continuous growth of the Governance, Risk and Compliance Program. The ideal Senior Program Manager - Governance, Risk ,… more
- Citigroup (Charlotte, NC)
- … management policies, systems, infrastructure and data requirements. + Maintain strict compliance with all risk -related regulatory requirements to ensure ... capital management, including the measurement and reporting of spot regulatory capital and risk weighted assets ("RWA")....is highly transaction-oriented and there is extensive interaction with senior members of the Business, Line Risk ,… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a **F** **ront-Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in Corporate and Investment ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- …a culture of risk identification, escalation and timely mitigation of compliance and operational risks. This senior position is focused on communicating ... GT Risk and Regulatory Portfolio Executive -...with internal Audit Executive, Compliance and Operational Risk Executives as well as external Regulatory … more
- TD Bank (Charlotte, NC)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk ... issues, and maintains standards and procedures related to FCRM risk assessment and approval. The Senior Financial...reporting on status of initiatives to various audiences including senior management. + Ensuring compliance with standards… more
- PNC (Raleigh, NC)
- …Reviews and reports on assessments of AML and Sanctions compliance risk and internal controls, as appropriate. Monitors regulatory developments and advises ... for program impacts * Provide periodic updates to AML senior leadership, including BSA/AML and Sanctions Risk ...this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk… more
- TD Bank (Charlotte, NC)
- … & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more