• Regulatory Exam Manager

    Coinbase (Charlotte, NC)
    …collaboration, connection, and alignment. Attendance is expected and fully supported. The Regulatory Exam Management (REM) team at Coinbase is responsible for ... Additionally, the REM team develops tools and dashboards for tracking regulatory exam statuses and findings, reports regularly to senior management and boards,… more
    Coinbase (10/24/25)
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  • Senior Manager , Compliance Audit…

    TD Bank (Charlotte, NC)
    …dedicated to setting new industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The ... manager is responsible for developing an annual plan to...action plan management and support + Make sure latest regulatory expectations and supervisory feedback are incorporated into management… more
    TD Bank (10/04/25)
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  • Regulatory Reporting Governance Director

    Truist (Charlotte, NC)
    …Committee, as well as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management. 11. Assist in thematic review of issues to identify ... job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of defense… more
    Truist (10/11/25)
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  • Compliance Business Oversight Manager…

    TD Bank (Charlotte, NC)
    …monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory exam , and ongoing supervision management, finding tracking, and ... expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, … more
    TD Bank (10/22/25)
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  • Associate Manager - Manager…

    Wells Fargo (Charlotte, NC)
    …Trainee in Wealth and Investment Management as part of the Wells Fargo Advisors' Manager Leadership Program (MLP). The MLP is intended to identify and develop new ... manager talent and help us create the next generation...expense management and other initiatives + Assist in compliance, regulatory , and administrative issues relating to the market +… more
    Wells Fargo (10/11/25)
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  • Compliance Manager - Compliance Monitoring…

    TD Bank (Charlotte, NC)
    …enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance our Compliance ... This role involves managing compliance programs related to risk assessment, exam management, monitoring, reporting, and training across multiple lines of business.… more
    TD Bank (10/17/25)
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  • Branch Complex Senior Manager

    Wells Fargo (Davidson, NC)
    **About this role:** Wells Fargo is seeking a Branch Complex Senior Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our ... business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Branch Complex Senior Manager role will lead branch(es) within a market of Wells… more
    Wells Fargo (10/16/25)
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  • Operational Risk Fraud Oversight Manager II

    City National Bank (Charlotte, NC)
    …ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, and strategic ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...control design or operating effectiveness * Review and challenge regulatory remediation activities in assigned coverage areas to ensure… more
    City National Bank (10/01/25)
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  • Branch Support Manager

    Wells Fargo (Raleigh, NC)
    **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career ... of operations, compliance, and technology + Collaborate with the Brokerage Support Manager and other support team members, as projects require, ensuring consistent… more
    Wells Fargo (10/20/25)
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  • Branch Support Manager

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career ... training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations… more
    Wells Fargo (10/15/25)
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