- TD Bank (Charlotte, NC)
- … risk assessment for all TD businesses Supports the business lines with compliance/ risk controls and periodically evaluates risk mitigation efforts to ... creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical role in… more
- TD Bank (Charlotte, NC)
- …Finance Job Description: Job Summary: The Senior Treasury Capital Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or ... of analytical support pertaining to ongoing projects and supports others as a Senior Analyst . Depth & Scope: Produces accurate and timely capital management… more
- Coinbase (Charlotte, NC)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives and ... creating training material to owners in preparation for SOX audit Lead security control gap assessments over SOX control environment, recommend remediation plans… more
- Guardian Life (Raleigh, NC)
- …Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you ... Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch… more
- Coinbase (Charlotte, NC)
- …foster collaboration, connection, and alignment. Attendance is expected and fully supported. The Senior Data Analyst , Internal Audit IT will work within the IT ... and operational effectiveness of key Information Technology (IT) and security controls , and perform comprehensive testing of system changes. This role requires… more
- Citigroup (Charlotte, NC)
- …Acumen, Capital Planning and Management, Data Analysis, Financial Modeling, Internal Controls , Management Reporting, Problem Solving, Process Execution, Risk ... & Resolution Planning. All enterprise decisions material generating a return, affecting risk appetite and risk levels, maintaining Capital levels are within… more
- City National Bank (Charlotte, NC)
- FINANCIAL CRIMES ANALYST SENIOR I WHAT IS THE OPPORTUNITY? Under the direction of the Screening Systems Manager, this colleague is responsible for performing ... model risk management tasks and responsibilities in support of the...banking operations and Bank Secrecy Act/Office of Foreign Assets Control regulations Experience using Microsoft Word, Excel and Access… more
- US Bank (Charlotte, NC)
- …Manage the fair and responsible banking model inventory and maintain appropriate controls to ensure comprehensive risk management of the Company's models. ... Fair and Responsible Banking Program Policy ("Policy") by performing discrimination risk evaluation and monitoring activities covering a wide range of models… more
- Oracle (Raleigh, NC)
- …to execute transactions with customers that will maximize Oracle's revenue while mitigating risk . The team focuses on meeting the highest standard of compliance with ... US GAAP, Oracle's Revenue Recognition policies, Internal Controls , Business Practices and Finance & Accounting policies. As...on deal structures and advise on ways to minimize risk and maximize revenue Develop and maintain relationships with… more
- Bank of America (Charlotte, NC)
- …and tactical approaches of development/validation projects and identify areas of potential risk Works closely with model stakeholders and senior management with ... controls across the model lifecycle in which Global Risk Analytics (GRA) / Enterprise Independent Testing (EIT) models...develop strong working relationships with teammates as well as senior management. Overview of Global Risk Analytics… more
