- First Horizon Bank (Asheboro, NC)
- …DUTIES AND RESPONSIBILITIES** + Monitor all aspects of client relationships and conduct customer due diligence and enhanced due diligence when necessary. + ... cases for review and approval by management. + Provide risk rating recommendations to management for clients' relationships reviewed,...by determining if client is low or potentially high risk . + Onboarding - Review and Analyze prospect client(s)… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within the Branch Infrastructure and Operations ... within Integrated Brokerage + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources to monitor … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision Unit within Wealth & Investment ... within the private client group + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources to monitor risk … more
- Vanguard (Charlotte, NC)
- …You will design and execute compliance testing frameworks, conduct regulatory due diligence, and validate control effectiveness across complex operational workflows. ... compliance guidance and advisory support to business units, helping to mitigate risk and strengthen control environments. Advises on regulatory implications of new… more
- PNC (Raleigh, NC)
- … Risk Management experience, preferably within BSA/AML Previous experience with Enhanced Due Diligence/KYC Project management experience PNC will not provide ... within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent Risk Management Organization, you can be based in Pittsburgh, PA, Cleveland, OH,… more
- Bank of America (Charlotte, NC)
- …(LoB) Products, Services & Acumen + Risk Governance & Reporting + Financial Crimes Risk Programs + Enhanced Due Diligence + Customer Due Diligence ... to regulators and/or law enforcement. This role may partner with GFCC Risk Management, front line units or other stakeholders to resolve investigations. This… more
- Bank of America (Charlotte, NC)
- …(LoB) Products, Services & Acumen + Risk Governance & Reporting + Financial Crimes Risk Programs + Enhanced Due Diligence + Regulatory Knowledge + Case ... Investigation Management + Policies, Procedures, and Guidelines Management + Reporting + Risk Management + Coaching + Issue Management + Talent Development **GFC… more
- The Hartford (Charlotte, NC)
- Sr Product Specialist - EM07JE We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working ... reshape the insurance industry, with the power to fundamentally transform underwriting, risk assessment and transactional processes. Staying ahead of the curve to… more