- Ralliant (Raleigh, NC)
- …trusted advisor on complex workplace practices, policy interpretation, and compliance with employment laws and regulations, and ensures alignment with legal and ... business leaders on a wide range of employee relations matters, ensuring compliance with company policies, and local, state, and federal laws. **Key… more
- ITG Brands (Greensboro, NC)
- …regulatory issues. This role is critical to shaping our regulatory strategy, managing risk , and ensuring compliance across a complex and evolving legal ... documents. Educate and advise internal stakeholders on regulatory requirements, litigation risk , and compliance strategies. . **Qualifications** - REQUIRED… more
- SMBC (Charlotte, NC)
- …regulatory compliance , with a focus on key areas such as BCBS 239, Risk , Compliance , RWA, and Liquidity reporting. We are seeking an experienced and ... between the CDAO and key business and functional units-including Risk , Finance, Compliance , and the Front Office....- Strategic Partnership & Advisory Act as a trusted advisor to senior leaders across business and functional areas.… more
- Principal Financial Group (Raleigh, NC)
- …opportunities and drive growth. + Collaborate closely with sales, legal, compliance and administration teams to analyze retirement plan documents, to assessing ... their viability and risk to help making informed decisions on whether to...revenue and client satisfaction. + Identify market trends and lead efforts to develop and implement improved processes through… more
- USAA (Charlotte, NC)
- …special and impactful. **The Opportunity** We are seeking a talented Risk and Compliance Advisor Lead focusing on Second Line oversight of the Payments ... to be delivered to executives and board members. + Executes compliance risk management activities in accordance with enterprise compliance standards.… more
- USAA (Charlotte, NC)
- …individual to champion risk awareness and boost the effectiveness of our risk and compliance programs. You'll team up with various departments, including ... Compliance , Risk Management, Operations, IT, and even... exposures which result in significant business impacts. + Lead the most complex projects involving cross-functional areas. +… more
- First Horizon Bank (Charlotte, NC)
- …**Location** : On site at location listed in job posting. **Summary** : The Business Risk and Controls Advisor sits in the first line of defense and is ... other inquiries from internal audit and regulators relative to risk management. **Job Responsibilities:** * Lead the...reporting that provides a holistic view of business unit compliance with risk programs, identification of top… more
- USAA (Charlotte, NC)
- …team and play a vital role in ensuring the strength and effectiveness of our risk and compliance programs! In this collaborative role, you'll work closely with ... Compliance , Risk Management, Operations, IT, Audit, and...not available for this position. **What you'll do:** + Lead and drive solutions for stronger controls, and in… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Trust Advisor - Special Needs Trust (Senior Lead Fiduciary Advisory Specialist (LO)) responsible ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- USAA (Charlotte, NC)
- …Shape the future of talent at USAA! We're hiring a Talent Assessment Advisor Lead (director level individual contributor) to enable data-driven talent decisions. ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** +… more
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