- Truist (Greensboro, NC)
- …as primary point of contact with Compliance on ad-Hoc internal audits 6. Conduct risk and control assessments on a regular basis to ensure function/LOB meets ... environment 3. Specific experience in the areas of process improvement, risk management, credit/underwriting and operational and credit controls 4. Professional… more
- Truist (Charlotte, NC)
- …job description:** Under the general supervision of the Senior Model Validation Officer , perform advanced level model validation for the corporation. Focus primarily ... controls and serve as a resource for the corporation in all model risk management related tasks. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Lead Market Risk Officer for the Trade Product Stress Team (TPST) within Market & Counterparty Risk Management. TPST oversees ... testing initiatives and collaborates across lines of business to advance risk management and measurement practices, regulatory reporting, CCAR initiatives, risk… more
- TD Bank (Charlotte, NC)
- …circumstances._ **Job Description Summary:** The Business Application Analyst III provides specialized business application management guidance and support ... terms + Leads projects or work streams within broader projects with moderate risk and complexity, may be accountable for ongoing activities, processes and functional… more
- Wells Fargo (Charlotte, NC)
- …appropriate committees + Identify and recommend opportunities for process improvement and risk control development + Receive direction from leaders and exercise ... this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to...will:** + Provide oversight and monitoring of business group risk based compliance programs + Maintain compliance risk… more
- Wells Fargo (Charlotte, NC)
- …appropriate committees + Identify and recommend opportunities for process improvement and risk control development + Receive direction from leaders and exercise ... this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance...will:** + Provide oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk … more
- Wells Fargo (Charlotte, NC)
- …expertise in function-specific policies and compliance requirements. + Partner with the ECO Control and Risk Assessment team on PAD metrics and controls. + ... this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD) Team...development of scalable tools and educational resources. About Conduct Risk and Enterprise Compliance Operations (CR & ECO): CR… more
- Wells Fargo (Charlotte, NC)
- …and design moderately complex controls, protocols, and approaches with respect to risk mitigation and the control environment, including ensuring effective ... COO teams as well as other support functions (eg, Compliance, Testing, Audit, Risk , Operations, Technology, Legal, and Human Resources). Their goal will be to help… more
- Wells Fargo (Charlotte, NC)
- …Market Risk Specialist to join the Corporate and Investment Banking, Chief Risk Officer Group. This individual will lead the transformation of our ... counterparty credit risk limit monitoring processes. The role will focus on...**_Process Re-engineering & Automation:_** + Identify manual processes and control gaps within the current monitoring framework. + Design… more
- Wells Fargo (Charlotte, NC)
- …Business Manager in Corporate Investment Banking (CIB) as part of The Chief Operating Officer (COO) group for Lending in Banking. Learn more about the career areas ... to others across budgeting, forecasting, infrastructure planning, compliance, and operational risk efforts **Required Qualifications:** + 7+ years of corporate &… more